- JPMorgan Chase (New York, NY)
- Are you an experienced attorney with a passion for investment ... investment management firm. + Expertise in the Investment Company Act of 1940. ... in the United States, offering a full array of investment products. Be part of a team that values...a significant impact in the financial industry. As an Attorney in the JPMorgan Asset Management legal team, you… more
- Bank of America (New York, NY)
- …Experience and knowledge of securities and OTC derivatives laws/rules (including 1933 Act , 1934 Act , Investment Company Act , Investment Advisers ... Attorney -Equity Derivatives New York, New York **Job Description:**...Familiarity with the US bank regulatory structure (Bank Holding Company Act , National Bank Act … more
- Neuberger Berman (New York, NY)
- …law firm + Working knowledge of the Investment Advisers Act of 1940, Investment Company Act of 1940, Securities Act of 1933, Securities Exchange ... Neuberger Berman is a leading asset manager seeking an Investment Management Attorney to provide advice and...are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may… more
- Neuberger Berman (New York, NY)
- …firm + JD Required + Working knowledge of Investment Advisers Act of 1940, Investment Company Act of 1940 and the 1933 and 1934 Acts and ERISA rules ... a leading asset manager that is seeking a Private Equity/ Investment Management Attorney to provide advice, support...are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may… more
- Neuberger Berman (New York, NY)
- …and asset management business, including the Investment Advisers Act , FINRA rules, Investment Company Act , Securities Act , and ERISA, and serve ... are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager. From offices in 39 cities worldwide, the… more
- NYSERDA (Albany, NY)
- …change and the transition to a clean energy-powered economy. The Climate Leadership and Community Protection Act (Climate Act ) has created the most ... works with stakeholders that span residents, business owners, developers, community leaders, local government officials, universities, utilities, investors, entrepreneurs,… more
- OTC Markets Group Inc (New York, NY)
- …employees a highly competitive compensation package. As a dynamic, growing company that fosters an open culture, we emphasize autonomy, responsibility, innovation, ... who wants to make an impressive impact at a company known for its reputation on quality and achievement....and non-immigrant visa filings and extensions with our immigration attorney . + Partner with leadership on compliance efforts related… more
- CIBC (New York, NY)
- …of relevant experience, including at least 10 years in a Bank Trust Company . Operational experience, preferably with a Trust Bank within a large, complex financial ... including personal trust administration, estate administration, individual retirement accounts, investment management accounts and custody accounts, as well as have… more