- Raymond James Financial, Inc. (New York, NY)
- …responsibility for developing and delivering an important part of the organization's investment policy. Also responsible for maximizing the value of investments by ... managing an investment department or unit. Take responsibility for developing and...related guidelines for a significant area of responsibility, ensuring compliance with external requirements and integration with the broader… more
- Santander US (New York, NY)
- Associate, Counterparty Credit Risk - Corporate and Investment Banking Country: United States of America **Your Journey Starts Here:** Santander is a global leader ... harmonization and consistency of risk policies. Monitors and manages risk/exposure and compliance with the company's policies. Identifies, manages and reports on the… more
- Citigroup (New York, NY)
- The Investment Grade Trader is a senior level position responsible for overseeing a trading book and managing book risk, in coordination with the Trading team. The ... controls: + Work in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order to ensure appropriate… more
- Robert Half Finance & Accounting (New York, NY)
- …currently recruiting for a Corporate Accounting Manager role at a well established Investment firm based in midtown Manhattan New York. Our client requires an active ... responsible for administering the company's accounting operations and ensuring compliance with financial regulations, the position requires strong technical… more
- Citizens (Tarrytown, NY)
- …and research, while intimately focusing on each client's unique circumstances. The Investment Operations Sr. Manager will be responsible for effective and efficient ... Experience in developing and maintaining SharePoint sites + Knowledge of compliance and regulatory reporting requirements + Experience with business continuity… more
- Citigroup (New York, NY)
- The Investment Relationship Officer is a seasoned professional role. Applies in-depth disciplinary knowledge, contributing to the development of new techniques and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- TD Bank (New York, NY)
- …colleagues to drive accountability and business results + Manages employees in compliance with all human resources policies, procedures and guidelines of conduct ... highly-diverse equity research franchise, while growing our strong, diversified investment bank. We are growth-oriented, people-focused, and community-minded. As a… more
- Citizens (New York, NY)
- …lead early career and internship hiring for Citizens' Commercial and Investment Banking programs. This role combines strategic planning, relationship management, and ... recruiting platforms such as Handshake, HireVue, and Oracle HCM Cloud; Ensure compliance and data integrity across all systems and processes. Data & Insights:… more
- Mizuho Corporate Bank (New York, NY)
- …for both greenfield and acquisition financing. The team is integrated within Investment Banking and supported by a full ecosystem across Mizuho to provide ... + Attend bank meetings, industry events, conferences, and seminars + Ensure compliance of all internal and external matters in accordance with banking regulations,… more
- Santander US (New York, NY)
- Investment Banking Analyst - Ratings Advisory Country: United States of America **Your Journey Starts Here:** Santander is a global leader and innovator in the ... of and familiarity with Rating Agencies' methodology and criteria. + Ensures compliance with all policy, legal and federal regulations. What You Bring: To… more