- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... Citi (https://www.citigroup.com/citi/accessibility/application-accessibility.htm)** . View the "EEO is the Law (https://www.dol.gov/sites/dolgov/files/ofccp/regs/ compliance /posters/pdf/eeopost.pdf) " poster. View the EEO is the Law… more
- Mizuho Corporate Bank (New York, NY)
- …Originators and legal counsel to implement recommended changes. + Review and track compliance deliverables for each new assigned transaction. + Set up data sites for ... new deals and ensure lenders are added + Coordinate the action of the lenders as Administrative Agent in accordance with the financing agreements + Host calls among lenders, borrowers, and consultants + Distribute required information and/or reports of such… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail… more
- Allied Universal (New York, NY)
- …issues professionally, coordinating with clients and internal teams + **Direct Compliance and Security Operational Excellence:** Oversee training, safety, and site ... operational standards as well as managing inventory (uniforms, equipment, and other essential supplies) **QUALIFICATIONS (MUST HAVE):** + 8 years active service in any military branch or law enforcement + Bachelor's degree in law enforcement or criminal… more
- Citigroup (New York, NY)
- …firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying ... sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications** : + 6-10 years of relevant experience + Related certifications (CPA, ACA, CFA, CIA,… more
- MUFG (New York, NY)
- …and approval + Oversee and manage internal processes required for compliance and execution, including KYC, profitability analysis, committee approvals, legal due ... diligence, and closing checklists **Requirements:** + A Bachelor's Degree in Accounting, Economics, Business Administration, Commerce, Finance, Engineering, or another relevant field + A minimum of 3 years of related Accounting or Financial Services work… more
- Santander US (Queens, NY)
- …for identifying needs, understanding client objectives, and making appropriate investment /insurance recommendations consistent with compliance standards to ... sales and revenue goals as defined on a quarterly basis. * Maintain compliance with all applicable bank, broker/dealer, State and Federal regulations associated with… more
- Santander US (Staten Island, NY)
- …for identifying needs, understanding client objectives, and making appropriate investment /insurance recommendations consistent with compliance standards to ... and revenue goals as defined on a quarterly basis. + Maintains compliance with all applicable bank, broker/dealer, State and Federal regulations associated with… more
- American Water (West Point, NY)
- …Garrison West Point, New York. Our responsibilities include system capital investment , regulatory and environmental compliance , planning, asset recapitalization, ... as well as other outside entities to ensure operational reliability and environmental compliance . * Capable of conducting duties in a safe, efficient manner that… more
- Scotiabank (New York, NY)
- …least 3 of which should involve testing or audit. + Experience/background in compliance applicable to institutional trading & sales, investment banking, futures ... Compliance Testing Senior Manager, Swap Dealer and Derivatives...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more