- JPMorgan Chase (New York, NY)
- …+ Independently lead product launches or changes collaborating across the investment management, business channels, trading, legal, compliance , risk, finance, ... Job Description: JPMorgan Asset & Wealth Management delivers industry-leading investment management solutions. Asset Management provides individuals, advisors and… more
- Tompkins Community Bank (Ithaca, NY)
- … Oversight-Manage all aspects of treasury operations, including cash management, investment strategies, banking relationships, and ensuring compliance with ... lead a high-performing Treasury team, implement efficient processes, and ensure compliance with regulatory requirements while fostering a culture of continuous… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in reshaping compliance… more
- Olean Area Federal Credit Union (Clyde, NY)
- …here. Your purpose: * Prepare accurate and timely financial reports, ensuring compliance with regulatory requirements. * Oversee the investment portfolio ... to our financial operations team, focusing financial reporting, budgeting, investment portfolio and asset liability management while supporting strategic… more
- Bloomberg (New York, NY)
- …linkages between datasets and is crucial for use cases including regulatory compliance , risk modeling, investment analysis, counterparty exposure, and ownership ... workflows that rely on accurate entity data, such as client onboarding, compliance , KYC, counterparty risk, and issuer classification. Does this sound like you?… more
- Citigroup (New York, NY)
- …business case, requirements, scope product releases, tracking business priorities, investment tracking and incorporating regulatory and compliance requirements ... releases, agreeing to and tracking business priorities, incorporating regulatory and compliance requirements and investment tracking + Conceptualizes, plans,… more
- Raymond James Financial, Inc. (New York, NY)
- …and direction. + Lead the development and implementation of a comprehensive compliance program for Capital Markets, encompassing Equity Investment Banking, ... Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and supervision of… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance , ... a mission to build a more resilient and scalable compliance risk management function. As part of our team,...enthusiastic colleagues dedicated to setting new industry standards. **Epoch Investment Partners, Inc., a SEC registered investment … more
- KeyBank (Amherst, NY)
- …wealth management products and services (eg - trust, private banking, securities/ investment management) as well as trust/fiduciary related compliance , ... sponsored certifications in wealth management, trust, and/or fiduciary risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk… more
- JPMorgan Chase (Pittsford, NY)
- …Responsibilities:** + Monitor and analyze active account and book reviews to ensure compliance and optimize client investment strategies. + Ensure team members ... & Wealth Management division, you'll be at the forefront of global investment management, providing innovative solutions in equities, fixed income, real estate,… more