- Vanguard (Malvern, PA)
- …and internal policies, focusing on information barriers, conflicts of interest, and investment management compliance advisory support. You will serve as a ... with at least two years within a financial services compliance function. Regulatory, compliance , investment ,...within a financial services compliance function. Regulatory, compliance , investment , or auditing experience preferred. +… more
- Guardian Life (Harrisburg, PA)
- …Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct branch office inspections using risk-based testing ... laws (inclusive of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at an insurance-affiliated… more
- US Bank (Philadelphia, PA)
- …a resource to internal management and marketing staff; + Work on additional tax compliance or investment management projects; + Work with our Client Services ... One. **Job Description** Senior Analyst in PFM Asset Management's Arbitrage & Tax Compliance Group, based in the Harrisburg or Philadelphia, PA offices. PFM Asset… more
- Lincoln Financial (Radnor, PA)
- …impact sales strategy and elevate client experiences? We are seeking a dedicated ** Investment Strategy Analyst** to join our Client Investment Strategies ... In this role, you will serve as a subject matter expert on investment principles and the subaccount offerings within Lincoln's variable and indexed products,… more
- Deloitte (Philadelphia, PA)
- …you a strategic thinker with first-hand knowledge of the private equity and investment management industries? Do phrases like "cross border investment advisory" ... and consulting" peak your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying and analyzing complex… more
- Deloitte (Philadelphia, PA)
- …you a strategic thinker with first-hand knowledge of the private equity and investment management industries? Do phrases like "cross border investment advisory" ... your interest? Do you enjoy providing tax consulting and compliance services to US and foreign clients while identifying...consider a career in Deloitte's International Private Equity and Investment Management practice. What You'll Do As a Tax… more
- PNC (Philadelphia, PA)
- …multiple projects while adhering to tight timelines * Experience in financial services/ investment marketing and the requisite knowledge of compliance and ... and have an opportunity to contribute to the company's success. As an Investment Content Specialist within PNC's Asset Management Group Investment Office… more
- Vanguard (Malvern, PA)
- Leads the team that drives the development of Vanguard's brokerage, investment , and point-in-time advice methodology according to broader business goals, policies, ... Best Interest (Reg BI) and utilizing expertise in Reg BI, partners with Investment Strategy Group (ISG) to adapt methodology guardrails specific to Personal Investor… more
- PNC (Philadelphia, PA)
- …have an opportunity to contribute to the company's success. As a Senior Investment Risk Leader within PNC's Asset Management Group organization, you will be based ... team of 3-5 Quantitative Risk Analysts * Oversee complex and significant portfolio investment risk management projects * Monitor and analyze fiduciary investment … more
- PNC (Philadelphia, PA)
- …have an opportunity to contribute to the company's success. As a Quantitative Investment Risk Modeler within PNC's Asset Management Group Investment Office ... position. The ideal candidate will: * Implement complex and significant portfolio investment risk management projects. * Monitor and analyze fiduciary investment … more