- Raymond James Financial, Inc. (New York, NY)
- …company complies with regulations and good financial practice. Develop and amend investment models to provide input to senior colleagues and/or help manage assigned ... for use in reports to help guide decision making. Independently supports business processes with comprehensive understanding and effective use of standard office… more
- MUFG (New York, NY)
- …and approval + Oversee and manage internal processes required for compliance and execution, including KYC, profitability analysis, committee approvals, legal due ... checklists **Requirements:** + A Bachelor's Degree in Accounting, Economics, Business Administration, Commerce, Finance, Engineering, or another relevant field +… more
- TD Bank (New York, NY)
- …regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... you more specific details for this role. **Line of Business :** Compliance **Job Description:** **Why Work with...the Wealth Banking, TD Wealth Management Services, Inc and Investment & Trust business lines ensuring employees… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge business needs and IT solutions within the compliance ... ideal candidate should have a strong background in IT compliance , business analysis, and project management, with...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more
- Guardian Life (New York, NY)
- …and compliance standards impacting Guardian's retail wealth management business , including its affiliated broker-dealer and investment adviser entities. ... Do you want to be part of a collaborative Compliance Legal Team? The Compliance Analyst...Analyst , Park Avenue Securities (PAS), and Park Avenue Investment Advisory (PAA), works as part of the … more
- Guardian Life (Albany, NY)
- …of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct ... in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a...of NAIC). + 3-5 years of broker-dealer and registered investment advisor compliance experience, with experience at… more
- ManpowerGroup (New York, NY)
- …client, a leader in Corporate and Investment Banking, is seeking a Risk & Controls Business Analyst to join their team. As a Risk & Controls Business ... successfully in the organization. **Job Title:** Risk & Controls Business Analyst **Location:** New York, NY (Hybrid,...experience in risk management, business controls, or compliance . + Experience working within Corporate & Investment… more
- Mizuho Corporate Bank (New York, NY)
- …is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The primary responsibilities of this role include: + Collaborating with other… more
- Aflac (New York, NY)
- AVP, Asset Liability Management (ALM) Quantitative Analyst The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global ... Investment Job Id: 7928 About Our Company Aflac Asset...members, Quantitative Analytic Solutions team, GI information technology, GI business leaders and staff, Enterprise Risk Management and ALM… more
- Mizuho Corporate Bank (New York, NY)
- …the remainder worked remotely. Summary: Mizuho is looking for a Regulatory Reporting Business Analyst with strong proficiency in Power BI development, including ... quality issues and findings, and maintaining and updating the Business Requirement Documents in compliance with regulatory...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more
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