- Scotiabank (New York, NY)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 117,400.00 - 224,700.00 _Please note ... least 3 of which should involve testing or audit. + Experience/background in compliance applicable to institutional trading & sales, investment banking, futures… more
- Scotiabank (New York, NY)
- Manager , Compliance Testing **Requisition ID:** 223397 **Salary Range:** 90,000.00 - 167,200.00 _Please note that the Salary Range shown is a guideline only. ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...**Overview** Contributes to the overall success of the GBM&T Compliance Department in the US ensuring specific individual goals,… more
- Scotiabank (New York, NY)
- Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 230322 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...individual must contribute to the overall success of the Compliance Department by ensuring specific individual goals, plans, and… more
- TD Bank (New York, NY)
- …Description:** TD Securities is seeking a highly experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical ... global financial institution, preferably in a control room or compliance function + Deep understanding of investment ...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- Skanska (Queens, NY)
- Skanska is searching for a dynamic DBE Compliance Manager . This is a great opportunity to start a career with a company that builds things that matter and values ... which is why our values support and drive our D&I efforts. The Senior DBE Compliance Manager will take part in administering Skanska's DBE Compliance Program… more
- City of New York (New York, NY)
- …Housing - Compliance and Enforcement Your Impact: As an Assistant Project Manager for Housing Incentives' Compliance and Enforcement (C&E) division, you will ... has committed $5 billion in new capital funding, bringing the 10-year planned investment in housing to $22 billion the largest in the city's history. This… more
- TD Bank (New York, NY)
- …enthusiastic colleagues dedicated to setting new industry standards. **Job Summary:** The Compliance Governance & Operations Manager leads the development and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...+ **Experience working with in the banking trust and investment area; especially with in the OCC regulatory frame… more
- SMBC (New York, NY)
- …employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Policy Manager to join our Compliance Department ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $180,000 USD TD is committed to providing fair ... more specific details for this role. **Job Description:** The TD Securities US Compliance team is looking for Vice President candidates to join the trade… more
- TD Bank (New York, NY)
- …to join our team in New York City. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. ... will primarily focus on the management of the firms compliance program supporting all corporate investment banking...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
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