- Wellington (New York, NY)
- **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...**About the Role** Wellington is seeking a Social Media Manager to support the strategy and implementation of both… more
- Tompkins Community Bank (Ithaca, NY)
- … Oversight-Manage all aspects of treasury operations, including cash management, investment strategies, banking relationships, and ensuring compliance with ... Overview The Treasurer and Finance Manager plays a key leadership role in shaping...a high-performing Treasury team, implement efficient processes, and ensure compliance with regulatory requirements while fostering a culture of… more
- Bank of America (New York, NY)
- Merrill Market Supervision Manager New York, New York **To proceed with your application, you must be at least 18 years of age.** Acknowledge Refer a friend **To ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Merrill-Market-Supervision- Manager \_25032095) **Job Description:** Merrill Wealth Management is a leading… more
- Scotiabank (New York, NY)
- Senior Manager , Enterprise Risk **Requisition ID:** 227263 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline only. ... Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the...to drive ambition for every future! **Purpose** The Senior Manager , Risk Reporting, will be a key part of… more
- JPMorgan Chase (New York, NY)
- …regulations to guide advisors. + Implement thorough account reviews to ensure investment suitability and compliance . + Conduct comprehensive Advisor book reviews ... managing client assets worth $4 trillion. As a Supervisory Manager , you will be at the forefront of guiding...and Skills:** + 7 years of experience in the securities/ investment industry, with a focus on compliance … more
- Capital One (New York, NY)
- Manager , Venture Investing - Investing Associate (Commerce & Fintech Investor) Capital One Ventures (COV) is the strategic investment arm of Capital One. We seek ... One's commercial and operational priorities. You will focus on our direct investment strategy while supporting initiatives across the Ventures team. **What you'll… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135.000 USD TD is committed to providing fair ... provide you more specific details for this role. **Job Description:** The TD Securities Compliance team is seeking a Senior Compliance Officer to join the… more
- Neuberger Berman (New York, NY)
- …Berman:** Neuberger Berman, founded in 1939, is a private, independent, employee-owned investment manager with c. $508 billion in assets under management ... and continuous improvement in operational delivery + Partner with Compliance , Risk, Product, and other control groups to ensure...in 1939, Neuberger Berman is a private, independent, employee-owned investment manager . From offices in 39 cities… more
- JPMorgan Chase (Pittsford, NY)
- …Responsibilities:** + Monitor and analyze active account and book reviews to ensure compliance and optimize client investment strategies. + Ensure team members ... & Wealth Management division, you'll be at the forefront of global investment management, providing innovative solutions in equities, fixed income, real estate,… more
- Scotiabank (New York, NY)
- Senior Manager , Collateral Operations **Requisition ID:** 216067 **Salary Range:** 117,400.00 - 224,700.00 _Please note that the Salary Range shown is a guideline ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more