• Senior Compliance Officer II - Regulatory

    Banco Popular Puerto Rico (New York, NY)
    …to the execution of Popular's Compliance Program, ensuring alignment with Corporate compliance and strategic direction and recommend policy and/or actions based ... as assigned. To be considered, you will need: + Bachelor's Degree in Finance/ Banking /Accounting or related field is required. + CRCM designation or JD is preferred.… more
    Banco Popular Puerto Rico (10/08/25)
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  • Vice President, Regulatory Management…

    TD Bank (New York, NY)
    …and cost-effective manner. + Establishing and managing resource plan, issues, risks and financial plans to support the roadmap. + Anticipating issues, trends and the ... resilience in challenging situations + Ability to clearly communicate complex financial concepts and garner consensus on implementation methodology from all key… more
    TD Bank (10/03/25)
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  • BookBuild Principal Engineer

    Wells Fargo (New York, NY)
    …Engineer will join the Banking Primary Markets Technology team within Corporate and Investment Bank Technology (CCIBT). This team supports the issuance ... Fargo is seeking a Principal Engineer in Technology as part of Commercial Corporate & Investment Bank Technology (CCIBT) engineering and transformation office.… more
    Wells Fargo (12/04/25)
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  • Director, Mergers, Acquisitions & Investments

    S&P Global (New York, NY)
    …Looking For:** **Basic Required Qualifications:** + 5+ years of M&A experience at investment banking , management OR strategy consulting. + Experience in merger ... growing team is responsible for sourcing, negotiating, and executing acquisition and investment opportunities. We operate as a cohesive team to meet our continuously… more
    S&P Global (10/29/25)
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  • Family Wealth Sr. Fiduciary Advisor

    KeyBank (Tarrytown, NY)
    …responsibilities of the bank and to provide well-coordinated estate, tax, and financial planning alternatives to meet client's needs. + Facilitate the estate, tax, ... team to identify and prioritize opportunities to deepen relationships. + Identifies Investment Management and Trust Opportunities as well as any other banking more
    KeyBank (11/20/25)
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  • VP - Technology Lead Developer (Compliance)

    TD Bank (New York, NY)
    …driven development an advantage. This role requires experience within the financial services industry, specifically in compliance, trade surveillance and/or capital ... in programming languages, databases, and development frameworks. . Knowledge of financial industry trade surveillance, market abuse monitoring and/or global markets… more
    TD Bank (12/04/25)
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  • VP, Compliance - Regulatory Initiatives - Policies…

    TD Bank (New York, NY)
    …in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong understanding ... penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Advanced… more
    TD Bank (10/12/25)
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  • Vice President, Compliance Monitoring Program - TD…

    TD Bank (New York, NY)
    …in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong understanding ... penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Advanced… more
    TD Bank (10/12/25)
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  • Director - Regulatory & Supervisory Management,…

    TD Bank (New York, NY)
    …and project level forecasting and tracking + Directs the communication of financial policies and procedures + Manages monthly forecasting and client chargeback ... in the capital markets industry with strong subject matter expertise in financial markets, regulatory requirements, industry best practices, and related systems and… more
    TD Bank (10/02/25)
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  • Director, Compliance - Regulatory Initiatives, TD…

    TD Bank (New York, NY)
    …in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong understanding ... penchant for learning new business areas and developing understanding of financial institution's products and regulatory requirements and obligations. + Advanced… more
    TD Bank (09/07/25)
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