- Raymond James Financial, Inc. (St. Petersburg, FL)
- …years of managerial experience with an emphasis on finance and operations, within an investment advisory or management firm . + Ten (10) years of compliance ... and mitigate regulatory risks. As a key member of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to design, implement and enhance the service experience for independent registered investment advisors and introducing broker dealers for the custodian and clearing ... platform. + Products, process, and business structure of independent registered investment advisors and introducing broker dealers. + US financial regulations… more
- Bank of America (Tampa, FL)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth...position may be filled at a Trainee, Specialist or Senior level depending on experience of the candidate and… more
- M&T Bank (Naples, FL)
- …and Trust advisement for prospects and clients. Assists Wealth Advisors and Senior Wealth Associates to provide support in the identification and expansion of ... Advisor with operational support, inclusive of reporting that supports planning and investment needs to ensure client satisfaction. + Leverage available internal and… more
- AECOM (Tampa, FL)
- …people and communities thrive. We are the world's trusted infrastructure consulting firm , partnering with clients to solve the world's most complex challenges and ... better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We...to officially apply._** The Mechanical Engineer position is a senior engineering role and presents an opportunity for a… more
- AECOM (Tampa, FL)
- …people and communities thrive. We are the world's trusted infrastructure consulting firm , partnering with clients to solve the world's most complex challenges and ... better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We...IV - mid level + Electrical Engineer V - senior level **The job responsibilities for the positions include,… more
- AECOM (Tampa, FL)
- …people and communities thrive. We are the world's trusted infrastructure consulting firm , partnering with clients to solve the world's most complex challenges and ... better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We...and the region. **This Fire Protection position is a senior engineering role and presents an opportunity for a… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... fully contribute your unique talents for the benefit of clients, your career, our firm and our communities. Raymond James is an equal opportunity employer and makes… more
- Arena Investors LP (Jacksonville, FL)
- …materials; . Review of compliance policies and procedures; . Administration of firm ( Investment Adviser and Broker-Dealer) annual compliance review (testing and ... to expand the team through the addition of a senior Compliance Officer. In this role, this individual will...of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940; . Support the CCO… more
- Bank of America (Destin, FL)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client… more