- Bloomberg (New York, NY)
- …a crucial role within the order management lifecycle by enabling enforcement of the firm 's investment policies. Our Compliance Violations team is a critical part ... Senior Software Engineer - Buy-Side Violation Manager Location...and CTO Ref # 10043826 **Description & Requirements** Asset Investment Manager (AIM) is Bloomberg's award-winning buy-side order management… more
- NTT America, Inc. (Albany, NY)
- …Whether 2 Years or 20, Discover Rewarding Journeys with Us!** As an **SAP Senior Account Executive** (AE), you will act as the manager of your territory, enabling ... for your business in the qualification of opportunities and presales investment effort. + Collaborate with internal resources, such as marketing, pre-sales,… more
- Capital One (New York, NY)
- Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of ... will focus on operational and compliance audits, including operations of investment (securities and transactions). Responsibilities: + Lead small audits, or own… more
- JPMorgan Chase (New York, NY)
- …& Analytics Office (CDAO) at JPMorgan Chase is responsible for accelerating the firm 's data and analytics journey. This includes ensuring the quality, integrity, and ... also responsible for developing and implementing solutions that support the firm 's commercial goals by harnessing artificial intelligence and machine learning… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Partners with business units to recommend policy and process changes to Senior Management. + Ensures effective coordination occurs within assigned work group and ... work groups. + Identifies, recommends, and works with other areas of the firm to automate and streamline functions to improve operational efficiencies of compliance… more
- JPMorgan Chase (New York, NY)
- …collaborating across one of the world's most innovative financial organizations. As a Senior Product Solutions Associate in the Firm -wide CDAO AI Agent ... client relationships. You will join a team that advises firm -wide teams in designing and integrating AI Agents within...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- JPMorgan Chase (Brooklyn, NY)
- …an environment that values innovation and teamwork. As an Assessments & Exercises Senior Associate in the Cybersecurity & Technology Controls team, you will help ... enhance the firm 's cybersecurity or resiliency posture by using industry-standard assessment...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Skanska (Queens, NY)
- …work, which is why our values support and drive our D&I efforts. The Senior DBE Compliance Manager will take part in administering Skanska's DBE Compliance Program ... travel across the Northeast region frequently is required **Our** Investment (https://careers.usa.skanska.com/life-at-skanska) **in you:** + We believe that Benefits… more
- JPMorgan Chase (New York, NY)
- …& Analytics Office (CDAO) at JPMorgan Chase is responsible for accelerating the firm 's data and analytics journey. This includes ensuring the quality, integrity, and ... also responsible for developing and implementing solutions that support the firm 's commercial goals by harnessing artificial intelligence and machine learning… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... before submission + Provide strategic guidance and regular updates to senior management regarding significant matters being handled, including but not limited… more