- TD Bank (Mount Laurel, NJ)
- …the supervision of employees who are located outside of the US but provide investment management support to Epoch as part of a participating affiliate ... regulatory requirements and assesses potential impacts + Maintains a culture of risk management and control , supported by effective processes in alignment with… more
- JPMorgan Chase (Jersey City, NJ)
- …continuous monitoring of business activities and assess emerging trends impacting the control environment, communicate audit findings to management and identify ... in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management . We offer a competitive… more
- BlackRock (Princeton, NJ)
- …and evaluate control environments. **Experience** + 6-10 years 1940 Act investment management industry experience with fund structures such as open-end ... to save for retirement, pay for college, buy a home and improve their financial well-being. **Team Overview** Global Accounting & Product Services (GAAPS) GAAPS is a… more
- JPMorgan Chase (Jersey City, NJ)
- …in investment banking, consumer and small business banking, commercial banking, financial transaction processing and asset management . We offer a competitive ... Learning team within Internal Audit, which conducts independent strategic model risk control assessments and provides outcomes to senior executives across the globe… more
- JPMorgan Chase (Jersey City, NJ)
- …internal or external technology auditing experience, or relevant technology risk and control management experience. + Knowledge and experience in various ... and business stakeholders + Partner with stakeholders, business management , other control groups (ie risk ... banking, consumer and small business banking, commercial banking, financial transaction processing and asset management . We… more
- BlackRock (Princeton, NJ)
- … management of critical operational processes and investor servicing. + Financial services or investment management experience preferred, particularly ... fund operations and structures. + Strong understanding of business operations, financial principles, and legal frameworks related to investment products… more
- JPMorgan Chase (Jersey City, NJ)
- …of controls, policies, issue management , and measurements, offering senior management insights into control effectiveness and inform governance work. + ... NYDFS, DORA, EBA Guidelines, MAS TRM, etc + Familiarity with risk management frameworks, industry standards, and financial industry regulatory requirements +… more
- SMBC (Jersey City, NJ)
- …and standards as well as drives initiatives to support consistent EUC tool control management practices and processes to minimize errors and issues. The ... financial services business uses in-scope of the program, such as financial , management & board reporting, compliance, front-office transaction processing… more
- Citigroup (Jersey City, NJ)
- …corporate and investment banking, securities brokerage, transaction services, and wealth management . As a bank with a brain and a soul, Citi creates economic ... corporate and investment banking, securities brokerage, transaction services, and wealth management . As a bank with a brain and a soul, Citi creates economic… more
- Bank of America (Pennington, NJ)
- …specifically focused on Special Investigations, Global Markets, or Global Wealth and Investment Management . In the investigative role, the Investigator conducts ... over Special Investigations, Global Markets, or Global Wealth and Investment Management **Responsibilities:** + Completes investigations while overseeing… more
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