- TD Bank (New York, NY)
- …integrated wealth business as a bank subsidiary, a focus on securities investment management and fiduciary activities, state insurance regulatory requirements ... Affluent clients of TD Bank, NA encompassing banking, custom credit, asset management , securities, investment advisory and insurance) through multiple legal… more
- BlackRock (New York, NY)
- **About this role** **Job Description:** BlackRock is the world's leading asset management firm, and Aladdin is the central nervous system for investment ... / Qualifications:** + 6+ years of experience in program or project management , with demonstrable success in leading complex programs with multiple stakeholders and… more
- SMBC (New York, NY)
- …facilitation of risk oversight processes across SMBC entities. This includes committee governance , regulatory and audit engagement, and issue management . The VP ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...**Role Overview** The Vice President (VP) in the Risk Management Coordination Team plays a pivotal role in operational… more
- American Express (New York, NY)
- …thought leadership to the Finance organization on matters relating to regulatory change management and new product / service governance . This role will be ... collaboration with internal business partners and external constituents including the investment community and supervisors. By leveraging its unique view that spans… more
- TD Bank (New York, NY)
- …of Business:** TD Wealth **Job Description:** The Head of Wealth Business Management / Administration is a critical executive role responsible for management ... Administration, FINRA required FINOP responsibilities, Marketing Principal duties, Strategy, middle- office Sales/Service Support, and Data & Analytics responsibilities. This… more
- Mizuho Corporate Bank (New York, NY)
- …functions. Compliance. + Support the design and implementation of Compliance AI Governance management reporting and dashboards. + Partner closely with subject ... enterprise-wide compliance capabilities utilizing AI and ensure comprehensive AI governance and risk management requirements are met...is hybrid and based in our New York City Office Key Responsibilities: + Drive innovation and development of… more
- Scotiabank (New York, NY)
- …Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the ... work with senior stakeholders in the three lines of defense, including Bank management and governance committees on regulatory topics. The role includes… more
- TD Bank (New York, NY)
- …regional HR heads, legal, and compliance teams to ensure alignment and proactive management of employee relations and governance issues including policy design. ... Relations Director, Regulatory and Controls is responsible for leading the oversight and management of employee relations. This senior leader will ensure that TDS HR… more
- SMBC (New York, NY)
- …and budgeting, and forecasting processes for expenses and headcount. Experience in expense management and headcount governance is ideal. The individual should be ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Mizuho Corporate Bank (New York, NY)
- …data governance , and data quality + Experience in performance management metrics + Blend of technical and business/functional acumen + Strong interpersonal ... of enterprise-wide groups and federated data domains to drive accountability and management of data. The federated operating model ensures minimal overlaps and… more