- Aflac (New York, NY)
- …and document compliance forensic testing. + Interface with other Aflac Compliance functions and Investment Risk as appropriate on matters relating to the firm's ... VP , Investment Compliance Manager The Company:...and Japan Insurance Industry Regulations as they pertain to investment management + Understanding of US, Japan… more
- Citigroup (New York, NY)
- …managers and management professionals with deep industry specific expertise. The Investment Counselor is the primary wealth advisor serving High Net Worth and ... Ultra High Net Worth professionals in these fields. **Responsibilities:** + Investment counselors joining Citi Wealth will be distinguished and highly accomplished… more
- Raymond James Financial, Inc. (New York, NY)
- …information and decisions. Take responsibility for developing and delivering the organization's risk management and/or risk control policies and procedures. ... responsibility for developing and delivering an important part of the organization's investment policy. Also responsible for maximizing the value of investments by… more
- Wells Fargo (New York, NY)
- …The Portfolio Manager will partner with Relationship Managers, Industry Coverage and Risk Management to oversee execution of credit related functions and ... credit aspects of a broad portfolio of insurance companies. Vice President Portfolio Managers oversee and credit...loan portfolio and insurance subsector trends to senior leadership, risk management , and coverage partners. + Partner… more
- TD Bank (New York, NY)
- …to review and assess whether the Business is adhering to internal ( risk management , oversight function and audit) and regulatory requirements, requests, ... and expectations. **JOB DESCRIPTION** The Vice President supports Volcker Program Governance across...and simpler. + Instill an attitude of critical thinking, risk management and understanding the needs of… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business:** Risk Management **Pay Detail:** $110,000 - $160,000 USD TD is committed to ... **Department Overview** : A World-Class, Diverse, Inclusive and Forward-Thinking Risk Management Team. Curious, creative, innovative, independent. Do… more
- MUFG (New York, NY)
- …of experience in financial services, either in a trading role, trading support, or risk management . * Strong quantitative skills with proficiency in Excel, Power ... join our team in a role that bridges financial risk analysis and front-office business management . Serving...skills. **Preferred Skills:** * Experience working in a global investment bank or trading environment. * Familiarity with regulatory… more
- Mizuho Corporate Bank (New York, NY)
- As the Vice President of Compliance AI Initiatives,...a pivotal role in shaping the future of AI risk management and compliance within our Compliance ... capabilities utilizing AI and ensure comprehensive AI governance and risk management requirements are met with AI...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more
- Citigroup (Getzville, NY)
- …corporate and investment banking, securities brokerage, transaction services, and wealth management . As a bank with a brain and a soul, Citi creates economic ... CCR Data Quality remediation, supporting the improvement of Counterparty Credit Risk Data Quality. Investigate and remediate DQ issues that impact **Pre-Settlement… more
- Charles Schwab (Forest Hills, NY)
- …Retirement Planning, Education Planning, Investment Management , Banking & Lending Management , Insurance & Risk Management , and Estate Planning + ... role is also eligible for bonus or incentive opportunities.** Investment Professionals' Compensation | Charles Schwab (https://www.schwab.com/legal/compensation-advice/ investment -professionals-compensation)… more