- US Bank (Boston, MA)
- …**Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing mutual funds ... and exchange traded funds. This position is responsible for: + MaintainingtheMST'scomplianceprogram,including thereviewandadministrationofcompliance policiesandproceduresandthecreationofnewpoliciesandproceduresinresponsetonewly issued regulatory guidance +… more
- FM (Waltham, MA)
- …Manager, External Investment Management - Public Markets, Senior PM's, Chief Investment Officer (CIO), and other senior Investments leaders and staff, across ... with a primary focus on public equities investments with our external investment management partners. The assets under collaborative management would be $3Bil. or… more
- FM (Waltham, MA)
- …working closely with Senior PM - External Investment Management, direct real estate investment team, the Chief Investment Officer (CIO), and other senior ... primary focus on real assets investments with our external investment management partners. This role will work closely with...PMs and/or PM's, the Asset Allocation, Strategy group, and Investment Operations. This key role will also collaborate in… more
- FM (Waltham, MA)
- …with the Portfolio Manager, External Investment Management, Senior PM's, Chief Investment Officer (CIO), and other senior Investments leaders and staff, ... Allocation, Strategy group, and Investment Operations, and the Chief Investment Officer . This key role will also collaborate in helping manage broad and/or… more
- Citizens (Westwood, MA)
- …management products and services, including direct support to the Chief Fiduciary and Investment Officer of the firm. + Accomplished background in brokerage, ... Private Wealth risk and compliance programs for dual-registered Broker-Dealer/Registered Investment Advisor, 12 CFR 9 Trust and Fiduciary business, including… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...colleagues in EMEA and APAC, the Boston-based Senior Risk Officer will sit strictly in second line and advise… more
- Bank of America (Boston, MA)
- Credit Officer II-Dealer Financial Services Boston, Massachusetts;Atlanta, Georgia; Tampa, Florida; Providence, Rhode Island; Jacksonville, Florida; Hartford, ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Boston/Credit- Officer -II-Dealer-Financial-Services\_25039486-1) **Job Description:** At Bank of America, we are… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...of the Assurance & Surveillance Team, the Assurance Testing Officer will: + Design and conduct compliance testing reviews… more
- Boston University (Boston, MA)
- **CHIEF FINANCIAL OFFICER , CARB-X (REMOTE - WORLDWIDE)** **Job Description** **CHIEF FINANCIAL OFFICER , CARB-X (REMOTE - WORLDWIDE)** **Category** Charles River ... join our team in the role of Chief Financial Officer . Our organization is restoring the global R&D pipeline...resource plans with portfolio modeling to contribute to well-informed investment decisions by the CARB-X Executive Team and CARB-X… more
- Huntington National Bank (Boston, MA)
- …Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for investment banking/M&A at like ... the execution and implementation of the Compliance Program for Huntington's Investment Banking Broker Dealers and Huntington's Wealth Management Division inclusive… more