- SMBC (New York, NY)
- …& issue management for Securitized Products and Capital Solutions. * Performs risk management framework and related risk assessments of Securitized ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...operationalization of risk mitigants * Ensure that risk management considerations are embedded in Securitized… more
- Raymond James Financial, Inc. (New York, NY)
- …business leaders, providing compliance guidance to support decision-making and operational risk management . + Maintain expertise in securities underwriting, ... and collaboration across senior business units. + Strategic planning, risk management , and regulatory analysis. + Compliance...with an emphasis on finance and operations, within an investment advisory or management firm. + Ten… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... Description** SMBC is seeking a Vice President / Credit Officer to cover Middle Market LBO. + Review and.../ presentation of executive summaries and recommendations to the management of the Credit Department. + The coverage includes… more
- Citigroup (Queens, NY)
- …other duties and functions as assigned by the Chief Investment Officer (CIO), including reporting requirements on Risk , Compliance, Finance and Audit ... US Pensions Investment ("USPI") team is the investment management team that manages and invests...analytics, which are used to monitor and analyze the investment , operation and risk composition of the… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Compliance Officer within Regulatory Relations Core Compliance assists in the development and ... and tracking related to examinations and regulatory findings. + Assist with the management and tracking of regulatory inquiries. + Assist with monthly and ad hoc… more
- HSBC (New York, NY)
- …market, wealth, affluesnt market trends, and deep understanding of US regulatory framework, risk management and compliance + Outstanding work ethic and proven ... all share. The Private Banking (PB) US Chief Operating Officer (COO) will be responsible for a complex strategic...COO function and leadership team. This will require ongoing management of BAU with uncompromising focus on results while… more
- SMBC (New York, NY)
- …of internal credit ratings and evaluate the alignment of the bank's credit risk management practices with internal policies & procedures, and regulatory ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...thematic credit reviews + Assess the quality of credit risk management practices across business units. +… more
- Citigroup (New York, NY)
- …development and execution of financial objectives related to revenues, expenses, capital, and risk . They are a key member of their respective business / function ... management team and support the development and implementation of...Transformation financial objectives related to expenses and return on investment + Leading short and long term budgeting, forecasting… more
- SMBC (New York, NY)
- …the first and second lines of defense on IT, cybersecurity, and technology risk management topics, including leading preparations for various exams. + Synthesize ... of financial services supervisory and regulatory environment including familiarity in financial services risk management . Expertise in model risk , credit … more
- City National Bank (New York, NY)
- …* May coordinate the cross-selling of other product and/or services (ie, cash management , foreign exchange, investment and trust, etc.). May interface with other ... *EXTERNAL LOAN OFFICER - MORTGAGE BANKING* WHAT IS THE OPPORTUNITY? The...loan requests, summarizes information and exercises sound credit and risk judgment in recommending transactions for approval. * Maintains… more