- Wells Fargo (New York, NY)
- …It all begins with outstanding talent. It all begins with you. **Wealth & Investment Management (WIM)** is one of the United States' leading providers of financial ... and investment services. We offer a full range of personalized...activity. **About this role:** Wells Fargo is seeking a Securities Based Lending Risk Management Lead Working at Wells… more
- TD Bank (New York, NY)
- …working in a highly focused operation, while being part of a major global investment dealer. Confidence in our US operations systems stems from the recognition ... specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part...of the full suite of services we offer under Investment Banking. Our Investment Banking professionals provide… more
- Guardian Life (New York, NY)
- The Operations Specialist will serve as the expert on all aspects of our managed account model management, trading platform, annuity operations as well as ... Account Proposals as well as our Digital strategy. The Operations Specialist will intimately understand how our...as point of contact for customer inquiries from our Investment Advisers, 3rd Party sponsors, and other internal Guardian… more
- CIBC (New York, NY)
- … industry including Equity and Fixed Income Sales & Trading, Derivatives, Investment Banking, Commodities and brokerage operations . + Solid understanding of ... **What You'll Be Doing:** The Capital Markets Compliance Examination Specialist is responsible for the execution of the US Compliance… more
- Bloomberg (New York, NY)
- RISK Implementation Specialist , Enterprise Service, Bloomberg Financial Solutions Location New York Business Area Sales and Client Service Ref # 10044995 ... the information and tools they need to make critical investment decisions and remain connected across all sides of...alike. Our team comprises several key pillars: sales, service, operations , culture and brand. As a department, we are… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $120,000 - $170,000 USD TD is committed to providing fair ... role. **Job Description:** Preferred Qualifications: **Preferred Qualifications:** **The VP Operations TDS will provide operational support & leadership for Fixed… more
- TD Bank (New York, NY)
- …an integrated wealth business as a bank subsidiary, a focus on securities investment management and fiduciary activities, state insurance regulatory requirements ... to make a tangible impact - both in day-to-day operations and in the design of a future-focused compliance...TD Bank, NA encompassing banking, custom credit, asset management, securities , investment advisory and insurance) through multiple… more
- KeyBank (Amherst, NY)
- …of wealth management products and services (eg - trust, private banking, securities / investment management) as well as trust/fiduciary related compliance, ... fiduciary risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or… more