- TD Bank (New York, NY)
- …have adequately considered, managed, and mitigated risks in day-to-day activities, operations , products and services, and are operating within risk appetite in ... and Control, the Manager supports Change Governance Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment with Enterprise… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects… more
- Raymond James Financial, Inc. (New York, NY)
- …knowledge of investment concepts, practices and procedures used in the securities industry + Principles of banking and finance and securities industry ... clients and provide advanced support to assigned Institutional Equity Specialist . Maintains contact with Institutional Investors (clients) to, among other… more
- TD Bank (New York, NY)
- …York, New York, United States of America **Hours:** 40 **Line of Business:** TD Securities **Pay Detail:** $170,000 - $208,000 USD TD is committed to providing fair ... in their complex field and knowledge of broader related areas + Senior specialist providing advisory support within area of domain expertise to executives, business… more
- Scotiabank (New York, NY)
- …Leveraged Loans, High Yield Bonds, and in some cases, Private Placement and Investment Grade securities to Scotiabank's investing clients. This role will look ... Global Banking & Markets provides a full range of investment banking, credit and risk management products and services...covering a wide array of credit accounts as a specialist salesperson. The Director shall distribute Primary and secondary… more
- Raymond James Financial, Inc. (New York, NY)
- …+ Advanced investment concepts, practices and procedures used in the securities industry. + Principles of banking and finance and securities industry ... materials for professional partnering meetings, seminars, and conferences. + Provide authoritative specialist advice to the leadership team of a small or nationally… more
- BMO Financial Group (New York, NY)
- …limited to, fixed income, equities, electronic trading, prime brokerage, and investment banking. The broker-dealer CCO: + Improves team performance, recognizes and ... 57, 63, and 79 preferred.** Strong knowledge of applicable securities laws, rules and regulations with the ability to...NYSE + Knowledge of FICC, equities, prime brokerage, and investment banking services and regulatory requirements. + Serves as… more
- KeyBank (Amherst, NY)
- …management products and services (eg - trust, private banking, securities / investment management) as well trust/fiduciary related compliance, operations , and ... risk management and/or compliance (eg - CFIRS (Certified Fiduciary & Investment Risk Specialist ), CTFA (Certified Trust and Fiduciary Advisor), or similar). +… more