- Truist (Wilson, NC)
- …centric role 4 days per week* This position performs assigned duties within Securities Operations unit for the bank Wealth Management business. This position ... Participate in various processing functions for Wealth accounts, including securities and investment related transactions. 2. Lead...expertise. 6. Act as Subject Matter Expert (SME) for Securities Operations for processes assigned. 7. Stay… more
- Truist (Wilson, NC)
- …2713 Forest Hills Road, Wilson, NC. This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position ... 2. Two or more years of Wealth Management experience. 3. Knowledge of securities operations . 4. Good verbal and written communication skills to interact… more
- Wells Fargo (Charlotte, NC)
- …It all begins with you. **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist . This position is within the CIB ... issues and achieve goals **Required Qualification:** + 2+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist to join the Tax Operations team within Corporate & ... issues and achieve goals **Required Qualifications:** + 2+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking a highly skilled and motivated Senior Market Risk Specialist to join the Corporate and Investment Banking, Chief Risk Officer ... matter expert. **_Stakeholder Engagement:_** + Collaborate with Risk, Technology, Operations , and Front Office teams to remediate systemic issues contributing… more
- TEKsystems (Charlotte, NC)
- …skills. Preferences: + 1-2 year of financial services experiences focused on investment products. + Previous working knowledge of securities licensing and ... in a financial services capacity + Knowledge of mutual funds, annuities, general securities , and other financial products required. + Knowledge of FINRA, SEC, and… more
- City National Bank (Raleigh, NC)
- …Act of 1940, the Investment Company Act of 1940, Reg 9, ERISA, Securities Acts of 1933 and 1934 inclusive of exemptions under the Acts, FINRA requirements, MSRB ... people * Certified Trust Compliance Professional (CTCP) Or * Certified Fiduciary & Investment Risk Specialist (CFIRS) Or * Certified Public Accountant (CPA) Or… more