- Bank of America (Destin, FL)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client… more
- Santander US (Miami, FL)
- …maps/workflows. Support the execution of periodic risk assessments across investment banking lines under the direction of Business Control Officers (BCOs) and ... **Job Function Description** Monitors activities to minimize the Corporate & Investment Bank's (CIB) exposure to risk. Activities may include quantitative analysis,… more
- Bank of America (Jacksonville, FL)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …team growth and performance . + Working knowledge of how technology can support the investment advisory supervision function. **Ability to** * Develop and ... ensure supervisory practices align with regulatory expectations, mitigate firm risk, and support advisor and client outcomes. + Develop and implement a robust… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …solutions for RCS. This leader drives strategy and business architecture to support key growth objectives of the business. The director will be responsible ... of data, and manages and monitors vendor relationships to ensure superior performance and continued strategic fit with client needs. **Essential Duties and… more
- Bank of America (Winter Park, FL)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client… more
- Lincoln Financial (Tallahassee, FL)
- …and third-party administrator as needed. * Serve as a member of the fiduciary investment committee that monitors the investment funds used to track deferred ... liability; monitor cash flow to ensure hedging adequacy. * Support the annual proxy filing with data and details...company-owned life insurance (COLI) policies, both hedging COLI and investment COLI. * Prepare annual imputed income for split… more
- Edward Jones (Tallahassee, FL)
- …branch office administrator to help you run your branch. World-class products, services and support . And the stability of a firm built on a long-term investment ... needs. Building your practice your way - with 100% support from us. **Job Overview** As a financial advisor...offices in the US and Canada than any other investment firm, serving over eight million clients. Our financial… more
- Santander US (Miami, FL)
- …funds from their account(s). * Resolve client's inquiries such as loan request, investment orders, statement reviews, and other, and resolve any complaint. * Respond ... to Alternative Investments Department. **Operations** Keep 360 updated * Process investment proposals, prepare activity reports, upload documents to secure inbox,… more
- Arena Investors LP (Jacksonville, FL)
- …on a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940; . Support the CCO with FINRA broker-dealer ... . Review of compliance policies and procedures; . Administration of firm ( Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring); .… more