- Raymond James Financial, Inc. (Coral Gables, FL)
- …new client on-boarding, large client liquidity events, private placement investment monitoring. + Trading of both discretionary and non-discretionary products, ... account platforms. + General office practices, procedures, and methods. + Advanced investment concepts, practices and procedures used in the securities industry. +… more
- Citigroup (Boca Raton, FL)
- …specialists, intuitively recognize and understand a client's banking, credit and investment needs and goals to provide holistic financial solutions. + Provide ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications** : + 5-8 years of… more
- The ODP Corporation (Boca Raton, FL)
- …the market which meets or exceeds our commitments to our stakeholders and the investment community at large. This position will also serve as a key collaborator ... implementing business controls to maintain a focus on annual performance, reporting financial results, recommending sales and market strategies, and assisting in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …policies and procedures and/or relevant regulatory codes and codes of conduct, reporting these instances and escalating issues as appropriate. + Develop own ... case creation with client departments to quantify current costs, justify project investment , and identify the return on investment . Typically works without… more
- Citigroup (Plantation, FL)
- …product specialists, intuitively recognize and understand a client's banking, credit and investment needs and goals in order to provide holistic financial solutions. ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of… more
- Deloitte (Tampa, FL)
- …of the following Financial Services industries: consumer or corporate banking, investment banking or capital markets, investment management, wealth management, ... topics: trading, operations, lending, core banking platforms, compliance monitoring, regulatory reporting , risk or case management, or data management + Direct… more
- Citigroup (Boca Raton, FL)
- …client profiling and suitability assessments + Make securities recommendations and provide investment advice to clients through a select number of solutions using ... personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. **Qualifications:** + 5-8 years of… more
- Edward Jones (West Palm Beach, FL)
- …clients through regulation communication, fraud protection and managing their investment distributions. Protect their investments by mitigating risk. And innovate ... implementation via expanding sets of Edward Jones products and services, and ongoing reporting and support. The Client Concierge Specialist will play a critical role… more
- Truist (Orlando, FL)
- …with and/or manage restructuring professionals including legal counsel, financial advisors, investment bankers, and other relevant vendors playing a role in the ... assorted internal and external stakeholders including the Truist debt trading desk, investment banker coverage teams, leveraged finance and sponsor groups in an… more
- Regions Bank (Sarasota, FL)
- …tasks and helps the team reach deadlines, including proper KYC guidelines, call reporting , book of business management and maintenance, and manages all elements of ... of financial services industry experience preferably in commercial or consumer banking, trust investment or wealth management + Or High School Diploma or GED and… more
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