- M&T Bank (North Palm Beach, FL)
- …trust administration management for complex trust relationships. + Assess and manage risk , exercise fiduciary discretion and judgment, and adhere to policies and ... needs. + Communicate regularly with the client team (Custom Credit Advisors, Investment Advisors, and Commercial and Business Bankers, etc.) supporting the client to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to design, implement and enhance the service experience for independent registered investment advisors and introducing broker dealers for the custodian and clearing ... to effectively manage client needs while appropriately considering and managing business risk . Dynamic people manager with ability to build, motivate and retain a… more
- Guardian Life (Tallahassee, FL)
- …Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based ... insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office inspection, executing the plan, and delivering… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …transparency and engagement across teams and stakeholders. + Collaborate closely with Risk , Legal, Compliance, and PCG to ensure supervisory practices align with ... regulatory expectations, mitigate firm risk , and support advisor and client outcomes. + Develop...+ Develop and implement a robust supervisory framework for investment advisory programs. + Monitor regulatory changes and ensure… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …alignment with business and client needs + Understands and applies principles in risk management, issue tracking and change management + Perform other duties and ... + Building platforms and technology to service independent registered investment advisors and introducing broker dealers, especially from the...to meet client needs while managing business scale and risk . + Creating and leading strong teams with a… more
- MyFlorida (Largo, FL)
- …and State Treasury; journal entries and adjusting entries; cash and investment management; schedules for year-end closing of the statewide financial statements; ... Federal guidelines and laws. Supervises and is responsible for the agency's investment accounts with the State Treasury. Responsible for analysis, determination and… more
- Bank of America (Miami, FL)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …corporations and municipalities through its subsidiary companies engaged primarily in investment and financial planning, in addition to capital markets and asset ... statements, credit metrics, enterprise valuation, performance vs budget, and recommended risk rating. + Attend executive level meetings including the weekly … more
- Wells Fargo (Tallahassee, FL)
- …to understand appropriate introductions to address the needs of customers with investment or retirement needs + Provide self-service digital banking options to ... sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to follow policies, procedures,… more
- Citigroup (Tampa, FL)
- …to develop are widely available to all. **About the Team:** Enterprise Data Risk Data & Technology Transformation was formed with one purpose in mind To ... Build Risk Data & Technology solutions to deliver on our...Track record as a Business Analyst within the Financial Services/ Investment Banking industry. + Excellent oral and written communication… more