- Citigroup (New York, NY)
- …records and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and… more
- Citigroup (Queens, NY)
- …internal audit, risk / compliance reviews and regulatory exams in investment and insurance related areas. + Significant Wealth Management Team interactions and ... capital markets, managed investments, portfolio management, trust and estate planning, investment finance and banking. By building on the strengths and capabilities… more
- Robert Half Finance & Accounting (New York, NY)
- …development of Finance requirements for the business in conjunction with the firms Risk and investment stakeholders; + Financial forecasting - including modeling ... ensuring the firms surplus liquidity is maximized for value in accordance with the risk framework in conjunction with the Head of Treasury and Capital Management +… more
- BlackRock (New York, NY)
- …lending, ETF markets, cash management, and index investments businesses to deliver investment , trading, financing, and risk management excellence for clients. As ... innovations that drive progress. This mission would not be possible without our smartest investment - the one we make in our employees. It's why we're dedicated to… more
- Santander US (New York, NY)
- Executive Director, Credit Risk -Hedge Funds & Asset Managers - New York Country: United States of America **Your Journey Starts Here:** Santander is a global leader ... build analytical skills and cross-train with other areas of the Credit Risk Management team. **Responsibilities:** + Perform in-depth credit analysis of new and… more
- Wells Fargo (New York, NY)
- …It all begins with outstanding talent. It all begins with you. **Wealth & Investment Management (WIM)** is one of the United States' leading providers of financial ... and investment services. We offer a full range of personalized...role:** Wells Fargo is seeking a Securities Based Lending Risk Management Lead Working at Wells Fargo | Jobs… more
- HUB International (New York, NY)
- …and Risk Officer in implementing, updating, and maintaining SEC investment advisor and/or FINRA compliance policies and procedures. This means assisting in ... providing a boundaryless array of business insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products… more
- AIG (New York, NY)
- …support staff, AIG Investments designs and manages the asset allocation of the investment portfolios aligned to the specific risk and return targets of ... + Collaborate across AIG CIOs and AIG third party investment managers to evaluate emerging credit or risk... investment managers to evaluate emerging credit or risk issues across the portfolio + Utilize AIG platforms… more
- Truist (New York, NY)
- …States of America) **Please review the following job description:** The Business Unit Risk Advisor Specialist II-FINRA engages with the Investment Banking and ... Markets Business Unit stakeholders to support The Business Unit Risk Advisor Specialist II-FINRA is a role within the...Investment Banking and Capital Markets (IBCM) Business Unit Risk Team. In this role, you will support the… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** Preferred Qualifications The Market Risk Technology team is looking for a Director, Market Risk ... to contribute to and extend the platform. The Market Risk Technology team, composed of 2 families of apps...experience in the following key areas of finance: * Investment and Corporate Banking * Capital Markets * Interest… more