- JPMorgan Chase (New York, NY)
- …Funding teams, as well as the LOB Treasury teams, and Liquidity Risk Management. **Job responsibilities:** + Oversee the liquidity reporting and related analytics, ... stakeholder groups, such as LOB Treasury teams and Liquidity Risk Oversight in aggregating and analyzing the liquidity forecast...200 years and today we are a leader in investment banking, consumer and small business banking, commercial banking,… more
- Raymond James Financial, Inc. (New York, NY)
- **Essential Duties and Responsibilities** + Execution of the risk -based branch exam program in FINRA-registered and non-registered Private Client Group branches ... know when to "ask the next question" as potential risk areas are identified + Apply the appropriate ...SEC, FINRA, and state securities regulatory agencies + Fundamental investment concepts, practices, and procedures used in the securities… more
- Scotiabank (New York, NY)
- …and simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and ambitions. GTB ... leverage broader Bank relationships, systems and knowledge + Understand how the Bank's risk appetite and risk culture should be considered in day-to-day… more
- TD Bank (New York, NY)
- …of the organization - identify and manage risks, and escalate non-standard, high- risk activities as necessary * Conduct reporting and / or meaningful analysis ... regulatory requirements and assess potential impacts * Maintain a culture of risk management and control, supported by effective processes in alignment with … more
- TD Bank (New York, NY)
- …area + May support projects or workstreams within broader projects with moderate risk or complexity and may be accountable for managing ongoing activities, processes ... the organization - identifies and manages risks, and escalates non-standard, high risk activities as necessary + Conducts internal and external research projects;… more
- Marex (New York, NY)
- …and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a major franchise in many ... other applicable regulatory bodies. + Adhere to the operational risk framework for your role ensuring that all regulatory...and/ or your supervisor as required + To escalate risk events immediately + To provide input to … more
- Marex (New York, NY)
- …and depth of coverage across four core services: Market Making, Clearing, Hedging and Investment Solutions and Agency and Execution. It has a major franchise in many ... and other applicable exchanges. + Adhere to the operational risk framework for your role ensuring that all regulatory...and/ or your supervisor as required + To escalate risk events immediately + To provide input to … more
- Citigroup (New York, NY)
- …execution of financial objectives related to the P&L, balance sheet, expenses, capital, and risk . The LFO is a key member of the Private Bank business management ... including Executive Management Team members, regulators, Investor Relations, Treasury, Risk , Legal and other functions while leading delivery of capital,… more
- JPMorgan Chase (Brooklyn, NY)
- …DC. Join our dedicated team in a role where your expertise in risk assessments and cybersecurity exercises propels forward our mission of safeguarding our operations ... and technology. Collaborate with the team to design and execute risk -driven tests and simulations. Evaluate preventative controls, incident response processes, and… more
- Capco, a Wipro Company (New York, NY)
- …team is dynamic and dedicated to evaluating, strategizing, and implementing risk -aware solutions for top-tier organizations in the Financial Services sector. We ... tailor enterprise risk management strategies to address potential cyber threats. Our...engagements, working directly with clients on transformative projects within Investment Banking, Retail Banking, Wealth Management, and Insurance sectors.… more