- Deloitte (Dallas, TX)
- …in accounting and taxation to provide tax compliance and consulting services to investment management clients. You will identify complex tax issues and provide tax ... trainings. The Team As global leaders in providing professional services to the Investment Management industry, Deloitte works with clients to address a range of… more
- Bank of America (Fort Worth, TX)
- …Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions. Merrill Wealth ... planning for retirement, education, legacy, and other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client… more
- Bank of America (Dallas, TX)
- …focused on Special Investigations, Global Markets, or Global Wealth and Investment Management. In the investigative role, the Investigator conducts complex ... to regulators and/or law enforcement. This role may partner with GFCC Risk Management, front line units or other stakeholders to resolve investigations. This… more
- HSBC (Houston, TX)
- …Corporates sector coverage team, delivering a comprehensive suite of corporate & investment banking solutions. At HSBC Global Corporates, we partner with the ... and reputation in the market + Combine client relationship management and strong risk assessment ensuring the required credit quality and requisite returns on … more
- Guardian Life (Austin, TX)
- …Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based ... insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office inspection, executing the plan, and delivering… more
- Charles Schwab (Austin, TX)
- …all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks ... Executive Management to improve the efficiency of governance processes, risk management, and internal controls. The Broker-Dealer/Asset Management enterprise team… more
- JPMorgan Chase (Plano, TX)
- …+ Ensure team members possess and continue to build on a broad range of investment products knowledge, with a primary focus on annuity products and account types, to ... needs and developing advice and strategies to achieve clients' investment goals. + Promote strong connections between team members,...for a designated territory. + Create a culture of risk and control, acting with urgency to safeguard customers… more
- Citigroup (San Antonio, TX)
- … clients. Position is responsible for providing best in class service on Investment account requests and maintenance, and ensuring risk is prudently managed. ... with a closed loop process + Handles all inquiries/requests related to investment operations - including margin, options, and placing unsolicited securities trades… more
- First National Bank of Omaha (Plano, TX)
- …to advise affluent clients through multiple delivery channels of investment management, fiduciary advice, specialized asset management, full service financial ... Relationship Management: Serve as a trusted advisor, offering personalized investment guidance and comprehensive financial planning solutions. Meet regularly with… more
- Scotiabank (Houston, TX)
- …and simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and ambitions. GTB ... taken on their accounts + Understand how the Bank's risk appetite and risk culture should be...commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we value… more