- Wells Fargo (Addison, TX)
- …to understand appropriate introductions to address the needs of customers with investment or retirement needs + Provide self-service digital banking options to ... sales development process + Knowledge and understanding of retail compliance controls, risk management, and loss prevention + Ability to follow policies, procedures,… more
- Scotiabank (Dallas, TX)
- …and simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and ambitions. GTB ... taken on their accounts + Understand how the Bank's risk appetite and risk culture should be...commercial banking, wealth management and private banking, corporate and investment banking, and capital markets. At Scotiabank, we value… more
- Bank of America (Dallas, TX)
- …This job is responsible for managing, monitoring, and documenting credit risk for a portfolio of clients. Key responsibilities include monitoring changes ... across the Global Banking and Markets product spectrum. Job expectations may include assessing risk solutions which adhere to the bank's risk appetite and … more
- Bank of America (Plano, TX)
- …who develop strategies and drive analytics to understand portfolio risk , increase profitability, and optimize operational performance. Key responsibilities include ... the team, identifying trends, and leading efforts to maximize risk versus return for the business unit. Job expectations...helping to shape the Bank's fraud prevention strategy and investment roadmap by building /leading the program to develop… more
- Bank of America (Plano, TX)
- …focused on Special Investigations, Global Markets, or Global Wealth and Investment Management. In the investigative role, the Investigator conducts complex ... to regulators and/or law enforcement. This role may partner with GFCC Risk Management, front line units or other stakeholders to resolve investigations. This… more
- Oracle (Austin, TX)
- …next year, HDI must execute a large volume of **technical documentation, risk management activities, and engineering design updates** required for compliance across ... data pipelines). These engineers will be dedicated to MDR documentation, risk management updates, and regulatory alignment-removing this burden from engineering… more
- Wells Fargo (Austin, TX)
- …guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody, tax, specialty ... and internal partners to deliver a high-touch client experience within a strong risk management framework. + Build and maintain a strong knowledge of internal… more
- Bank of America (Plano, TX)
- …Investigation Management + Policies, Procedures, and Guidelines Management + Reporting + Risk Management + Coaching + Issue Management + Talent Development **GFC ... Qualifications:** + Minimum 1 or more years' experience with Fraud, AML, Risk , or Compliance experience and/or knowledge of financial crimes typologies + Bachelor's… more
- MUFG (Irving, TX)
- …Testing (ACT) is an integral part of the MUFG Regulatory Compliance Risk Management function. This position executes a compliance testing program designed to ... Reserve Board (FRB), Office of the Comptroller of the Currency (OCC) and Investment Industry Regulatory Organization of Canada (IIROC) rules, and MUFG policies and… more
- Charles Schwab (Westlake, TX)
- …for a Director, Legal Counsel to support multiple retail-focused broker-dealer and investment adviser business units and work daily with managers, directors, and ... part of a small team supporting Schwab's broker-dealer and investment advisory products, services, and sales channels for Schwab's...advice. You will work directly with clients and second-line risk partners in Compliance in both ad hoc and… more