- Wells Fargo (Seal Beach, CA)
- …the sales development process + Knowledge and understanding of retail compliance controls, risk management , and loss prevention + Ability to follow policies, ... schedule that may include most Saturdays + Adherence to Wells Fargo sales practices risk management culture + Current registration for FINRA Series 6 and Series… more
- BMO Financial Group (Los Angeles, CA)
- Provides financial and investment planning and advice in collaboration with other team members to deliver a comprehensive banking solution in the best interest of ... (eg personal banking, lending, and investments). + Implements a relationship management plan in collaboration with the lead relationship manager. + Determines… more
- Robert Half Finance & Accounting (Sherman Oaks, CA)
- …MBA or CFA optional * Demonstrated expertise in cash flow forecasting, liquidity risk management , and capital optimization * Strong command of treasury systems ... Professional Experience/Qualifications: * 6+ years of progressive experience in investment banking, management consulting, corporate finance, or capital… more
- Guardian Life (Sacramento, CA)
- …Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based ... The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office inspection, executing the...communicate preliminary findings to your manager and branch office management verbally and then in writing. + Assist, as… more
- City National Bank (Los Angeles, CA)
- …and systems for the Capital Market Operations within Business & Investment Services (B&IS). This function covers incumbent's responsibilities for operations relating ... is to provide support to the Capital Market Front office. Banking and Investment Services plays an integral role in leading the strategic vision and execution… more
- JPMorgan Chase (Palo Alto, CA)
- As part of the Commercial & Investment Bank, JP Morgan Payments enables organizations of all sizes to execute transactions efficiently and securely, transforming the ... such as model complexity, scalability, and latency. + Partner with Risk and Compliance teams to ensure comprehensive model documentation, track performance… more
- Girl Scouts San Diego (San Diego, CA)
- …for leading the council's financial strategy and oversees finance, information technology, risk management and legal, properties, and human resources. The CFAO ... drive results. Operational Leadership: + Oversee business operations, IT, facilities, and risk management . + Ensure systems and policies are efficient,… more
- Banc of California (Santa Ana, CA)
- …+ Knowledge of various non-retail banking products and services including deposit, investment , treasury and cash management , equipment lending, commercial real ... relationship-based business banks focused on providing banking and treasury management services to small, middle-market, and venture-backed businesses. Banc of… more
- PNC (Calabasas, CA)
- …activities to ensure they adhere to and support PNC's Enterprise Risk Management Framework. **Qualifications** Successful candidates must demonstrate appropriate ... **Preferred Skills** Asset Management , Decision Making, Financial Accounting, Financial Management , General Ledger (GL), Investment Management , Revenue… more
- Bank of America (Temecula, CA)
- …Advisory * Pipeline Management * Active Listening * Attention to Detail * Risk Management * Policies, Procedures, and Guidelines * Client Management * ... asset thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage...client needs and asset thresholds * Mitigates and controls risk as part of daily activities * Identifies and… more