- Raymond James Financial, Inc. (St. Petersburg, FL)
- …products, trades, communications, and international reviews. + Collaborate with audit, compliance, risk management , and other control areas to evaluate standards ... as assigned. **Knowledge, Skills, and Abilities** **Knowledge of** + Fundamental understanding of risk management and risk mitigation concepts. + Fundamental… more
- USAA (Tampa, FL)
- …for ensuring compliance with regulatory standards, mitigating reputational and credit risk , and delivering timely, accurate reporting and responses to credit ... bureaus. The Executive Director partners with senior leaders across Legal, Risk , Compliance, and Operations to shape policy, drive innovation, and ensure alignment… more
- Bank of America (Jacksonville, FL)
- … + Regulatory Compliance + Active Listening + Oral Communications + Problem Solving + Risk Management + Trading + Adaptability + Attention to Detail + Valuation ... Merrill Wealth Management is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and… more
- Truist (Jupiter, FL)
- …in the community in order to provide confident and comprehensive wealth management advice and solutions. Utilize objective and sound personal financial planning and ... support client service and business development efforts (eg credit, mortgage, planning, investment , trust and fiduciary services, and insurance services) in a manner… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …executive strategies. + Maintain a comprehensive understanding of the unique investment management offerings (strategy and allocation; institutional fiduciary ... insurance offerings). + Comprehensive understanding of family legacy and governance planning; risk management ; and health and wellness planning. + Provide fully… more
- Arena Investors LP (Jacksonville, FL)
- …a wide variety of regulatory compliance issues primarily in compliance with the Investment Advisers Act of 1940; . Support the CCO with FINRA broker-dealer ... . Review of compliance policies and procedures; . Administration of firm ( Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring); .… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …deviations and reporting them to more senior colleagues. Involves working within established risk management systems. + Track budgets and report variances to ... team building activities and rewards and recognition + Handles performance management including career development and progressive discipline of direct reports +… more
- Lincoln Financial (Tallahassee, FL)
- …and will have the opportunity to present to various stakeholders, including product management , pricing review, risk management , and senior leadership. ... determine appropriate assumptions, and model product features. *Analyze and evaluate risk management strategies: understand the impacts of potential changes… more
- Citigroup (Tampa, FL)
- …the initiative. + Help to strengthen a culture of simplicity, responsible risk management , and client-centricity by fostering transparency, connection, and a ... Challenge, Laws and Regulations, Management Reporting, Policy and Procedure, Program Management , Referral and Escalation, Risk Controls and Monitors, Risk… more
- American States Utility Services (Eglin AFB, FL)
- …project staff and EDC staff as necessary. * Responsible for completing project Risk Management reports to include updating of these reports throughout the ... assist operations in asset planning and drives capital program management at local subsidiary. Responsible for systems investment...of the end result * Responsible for completing project Risk Management reports to include updating of… more