- Wellington (New York, NY)
- …with colleagues and externally with company management teams. The ability to take risk and challenge investment views is critical, as is the humility to ... **About Us** **Wellington Management ** offers comprehensive investment management...investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60… more
- TD Bank (New York, NY)
- …Surveillance programs. + Familiarity with regulations and compliance strategies and risk management ; possesses and demonstrates expertise in the surveillance ... , reporting on the state of Surveillance program to the Board, senior management , and regulators, as needed, and effective check and challenge. Reporting to the… more
- Citigroup (New York, NY)
- Citi Investment Management (CIM) is a group within Citi Private Bank (CPB) that manages assets on a discretionary and advisory basis for high and ultra-high net ... our team of investment professionals and contribute to the investment management and portfolio construction capabilities of CIM's strategies.The candidate… more
- JPMorgan Chase (New York, NY)
- …Liquidity Stress Testing teams, as well as the LOB Treasury teams, and Liquidity Risk Management . Your Liquidity Management responsibilities include, but are ... The Treasury/Chief Investment Office (T/CIO) is responsible for firm-wide asset...for firm-wide asset and liability management , including management of the firm's interest rate risk ,… more
- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described...business as a bank subsidiary, a focus on securities investment management and fiduciary activities, state insurance… more
- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... The **Compliance Administration Oversight & Reporting Manager** ensures regulatory adherence and risk management within our bank. This role oversees compliance… more
- SMBC (New York, NY)
- …around product features and customer value proposition. Interface with legal, compliance, risk management and other internal control and operations leadership ... concentration risk limits, and policies established within the enterprise risk management framework. D&I Commitment Responsible for fostering a culture… more
- Affinius Capital (New York, NY)
- **Company Overview** Along with its affiliate companies, Affinius Capital invests across the risk spectrum for a global client base, managing over $62 billion in ... gross assets under management within a diversified portfolio across North America and Europe. Affinius Capital provides strategic equity and debt capital, including… more
- Wellington (New York, NY)
- **About Us** **Wellington Management ** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. ... investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60...preferably having been a team lead + Expertise in investment management operations and workflow processes; change… more
- City National Bank (New York, NY)
- … Management Services and be the primary point of contact for all new investment management opportunities. * Relationship Management * Take a lead role ... Managed Solutions, structure client asset allocation appropriate with client's investment objectives and risk tolerance based on...of the portfolio review materials at client meetings. * Risk Management and Compliance * Keep current… more