- Regions Bank (Great Neck, NY)
- …to ensure each supports Regions' objectives and meets or exceeds investment guidelines. Through timely and thorough underwriting, this role supports Regions ... to maintain and expand investor relationships. This position identifies and mitigates risk in existing and proposed transactions. This position will also work… more
- S&P Global (New York, NY)
- …the Role:** **Grade Level (for internal use):** 12 **About the Role:** ** Risk & Valuation Services (RVS) Revenue Team - Americas** **Senior Sales Specialist** ... **The Team:** This is an exciting opportunity to join the Risk & Valuation Services (RVS) Revenue organization, a focused and dynamic team with the opportunity to… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and … more
- TD Bank (New York, NY)
- …effective internal controls and ensure business activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is ... implementation - across all TDS businesses - of all risk , control and governance programs, initiatives, policies, and strategic...Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses… more
- TD Bank (New York, NY)
- …an integral part of the full suite of services we offer under Investment Banking. Our Investment Banking professionals provide corporate and institutional ... focused operation, while being part of a major global investment dealer. Confidence in our US operations systems stems...review of lead staff + Good understanding of loan risk factors + Researches industry specific information from outside… more
- TD Bank (New York, NY)
- …Most Convenient Bank, TD Auto Finance (US), TD Wealth (US) and TD's investment in TD Ameritrade + **Wholesale Banking** including TD Securities TD had CDN$1.3 ... team responsible for the development of cross-asset automated pricing and risk systems, primarily focused on FICC derivatives. The Transparency team works… more
- TD Bank (New York, NY)
- …Product Control, Finance, or Regulatory Reporting functions. . Strong understanding of investment banking products, risk , and finance workflows. . BS/BA degree ... technology teams, managing critical systems, and ensuring alignment with finance and risk management priorities. The incumbent will drive the evolution of finance… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies...will work with you to meet your needs. The Manager II, Governance & Control leads and manages a… more
- TD Bank (New York, NY)
- …Officer (CDO), Data and Delivery Initiatives (DDI) team, Compliance Technology, First-Line Risk and Control, and Front Office Technology to deliver a Surveillance ... governance, trade surveillance systems, and regulatory requirements at a large investment bank/systemically important financial institution in the US. Our team of… more
- TD Bank (New York, NY)
- …due diligence; and interacting with Cowen's institutional sales force, traders, investment bankers, and investor clients. **Note from Cowen associates with life ... product of our work is first and foremost good investment ideas. The position is a unique combination of...contacts with market participants + Demonstrates governance, control, and risk management behaviors in alignment with TD policies and… more