- Mizuho Corporate Bank (New York, NY)
- Asset Management One USA Inc is a New York-based asset manager (SEC registered investment adviser and CFTC registered CTA/CPO) with approximately $ 7 b under ... ad-hoc reporting requests + Assist with daily and periodic risk management activities across all operational risk ...Mizuho Americas is a leading provider of corporate and investment banking services to clients in the US, Canada,… more
- Guardian Life (Albany, NY)
- …Team? As a Senior Compliance Analyst, Park Avenue Securities, and Park Avenue Investment Advisory, you will conduct branch office inspections using risk -based ... insurance laws. The Lead Compliance Analyst is responsible for developing a risk -based plan for the branch office inspection, executing the plan, and delivering… more
- MUFG (New York, NY)
- …providing continuous oversight of portfolio names, monitoring for potential risk and regulatory rating changes, and proactively identifying credit deterioration ... new bank debt transactions according to established policies and guidelines for both investment grade and non- investment grade clients and prospects. + Manage a… more
- BMO Financial Group (New York, NY)
- …is a leading, full-service financial services provider. We offer corporate and investment banking, treasury management, as well as research and advisory services to ... involves designing, pricing, marketing, and transacting a range of Quantitative Investment Strategies ("QIS"), equity and hybrid derivatives products. The successful… more
- BlackRock (New York, NY)
- … manager of retail insurance assets, the team delivers best-in-class investment solutions, sales support, thought leadership, and risk management insights. ... Annuities, Fixed Index Annuities, Registered Index Linked Annuities, Life Insurance, and retail investment products such as ETFs and mutual funds. As a top-five… more
- Wells Fargo (New York, NY)
- …Markets Counterparty Credit Management (CCM) team. CCM sits within the Corporate & Investment Banking (CIB) Markets Division and is the front line credit team ... traded products in CIB Markets that generate counterparty credit risk . **In this role, you will:** + Focus on...that require evaluation of multiple factors and collaboration with manager , peers, and various partner groups to meet deliverables.… more
- TD Bank (New York, NY)
- …and Control team is a first line of defense team responsible for providing risk and compliance advice and oversight to ensure our TDS business partners have ... in day-to-day activities, operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and … more
- Wells Fargo (New York, NY)
- …to leverage partners and connect customer with the appropriate partner or relationship manager to meet their needs + Partner with financial advisors to understand ... appropriate introductions to address the needs of customers with investment or retirement needs + Provide self-service digital banking options to customers + This… more
- TD Bank (New York, NY)
- …+ Participate in cross-functional / enterprise / initiatives helping to identify risk + Conduct internal and external research projects; support the development/ ... + Support the execution of remediation plans to address performance / risk /governance issues + Actively manage relationships within and across various business… more
- Wells Fargo (New York, NY)
- …Analytics Director is a Managing Director level role within the Corporate & Investment Banking organization (CIB). The successful candidate will lead a team in ... developing and implementing quantitative models and tools for equity risk management, trading, and pricing with focus on areas...Sales and Trading partners as a front office quant manager + Master's or higher degree or equivalent in… more