- BMO Financial Group (New York, NY)
- …limited to, fixed income, equities, electronic trading, prime brokerage, and investment banking. The broker-dealer CCO: + Improves team performance, recognizes and ... protocols for functional area of responsibility. + Coordinates and performs risk assessment, monitoring, testing and surveillance activities to ensure program… more
- Mizuho Corporate Bank (New York, NY)
- Job Description The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting compliance ... reporting of suspicious transactions to the Anti-Money Laundering (AML) Compliance Manager . The Associate is responsible for reviewing the AML cases generated,… more
- Bloomberg (New York, NY)
- …between datasets and is crucial for use cases including regulatory compliance, risk modeling, investment analysis, counterparty exposure, and ownership research. ... legal and operating entities such as public and private companies, government bodies, investment vehicles, and corporate structures. It provides critical linkages… more
- TD Bank (New York, NY)
- …G10 and EM, identifying trends, and providing strategic insights to guide investment decisions + Develop and execute global FX trading strategies, taking into ... in the development and execution of hedging strategies to manage currency exposure and mitigate risk for the bank and its clients + Monitor and assess the impact of… more
- SMBC (New York, NY)
- …its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It connects ... of benefits to its employees. **Description** SMBC is seeking an experienced audit manager with a minimum of 10 years' experience in the financial industry to… more
- TD Bank (New York, NY)
- …effective. This position also works with management / control function partners (eg Risk , Legal, Compliance, AML and Audit) to assess risks, develop and implement ... of a diverse group in an area of moderate risk , complexity or scope + Ensures an integrated approach...(eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities… more
- TD Bank (New York, NY)
- …Experience with financial products is a plus The Director, Specialized Finance Manager , TDS provides top technical expertise for overall functional area and provide ... or more areas of expertise + Anticipates emerging business trends and regulatory/ risk issues as a basis for recommending large-scale product, technical, functional… more
- TD Bank (New York, NY)
- …the use of tools such as Alteryx. + Work closely with the manager to build strong data/process governance and key controls and analytics for Regulatory/financial ... + Support other key departmental projects and initiatives as assigned by manager . + Maintain and build strong internal controls upon existing procedure documents… more
- AECOM (Buffalo, NY)
- …has never been a better time to be at AECOM. With accelerating infrastructure investment worldwide, our services are in great demand. We invite you to bring your ... **AECOM** is seeking a highly talented Structural Dam Safety Engineering Project Manager /Technical Lead to join the East Region Dams Team. This position will… more
- BMO Financial Group (New York, NY)
- …EMEA, and Asia. + Create alignment within Global Transaction Banking, Corporate & Investment Banking, and Global Markets teams on the importance of Treasury & ... + Collaborates with key partners in Global Transaction and Corporate & Investment Banking as well as Global Markets, TPS Product, and Corporate Treasury… more