- Scotiabank (Houston, TX)
- …Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant to the ... Senior Manager , CIB & Research Compliance Officer **Requisition ID:**...Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the… more
- Bank of America (The Woodlands, TX)
- …purpose, and results, and connects to team strategy, priorities and contributions. + Risk Manager : Ensures proper risk discipline, controls and culture ... Merrill Market Client Relationship Manager The Woodlands, Texas **To proceed with your...is a leading provider of comprehensive wealth management and investment products and services for individuals, companies, and institutions.… more
- CIBC (Austin, TX)
- …Service, Customer Experience (CX), Ensure Compliance, Group Problem Solving, Investment Advising, People Management, Profitability Management, Risk Management ... CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** As a **Relationship Manager ,** you'll focus on growing direct revenue, retaining high-net-worth… more
- City National Bank (Dallas, TX)
- *AUDIT MANAGER II- WEALTH MANAGEMENT* WHAT IS THE OPPORTUNITY?...Internal Auditor Or * CFIRS - Certified Fiduciary and Investment Risk Specialist Or * CFA - ... The Audit Manager II position is a leadership role as an...over the design and operating effectiveness of the Bank's risk management practices, governance processes, system of internal controls… more
- JPMorgan Chase (Plano, TX)
- The Control Manager Vice President (VP) will support Commercial & Investment Banking (CIB) Wholesale Lending Services (WLS). WLS is a global organization with ... in 32 cities in 6 countries. As a Control Manager Vice President on the WLS team, you will...delivering a strong control environment to include regulatory oversight, risk assessments, issue management, CORE standards, and conducting ongoing… more
- Wells Fargo (Austin, TX)
- …guidance on a variety of banking and fiduciary topics including investment management, general trust administration, specialty trusts, custody, tax, specialty ... role:** Wells Fargo is seeking a Special Needs Trust Manager - Fiduciary Manager Working at Wells...individual contributor roles with low to moderate complexity and risk in Special Needs Trust Services, promoting growth, profit… more
- Deloitte (Fort Worth, TX)
- …Equity Funds, and real estate joint ventures and operating partnerships. As a Tax Manager within the Investment Management - Real Estate Tax group, you will ... of Subchapter K, partnership allocation methodologies, and Real Estate Investment Trust qualification rules? Are you looking for an...Deloitte's Real Estate Services Tax practice as a Tax Manager . Recruiting for this role ends on May 31,… more
- Charles Schwab (Westlake, TX)
- …all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks ... Executive Management to improve the efficiency of governance processes, risk management, and internal controls. The Broker-Dealer/Asset Management enterprise team… more
- Charles Schwab (Southlake, TX)
- …asset management compliance, risk , and/or audit experience with knowledge of the Investment Company Act of 1940, Investment Advisers Act of 1940, and ... will focus on: (a) providing compliance advice and guidance to Charles Schwab Investment Management, Inc. (CSIM), a registered investment adviser, and Schwab's… more
- WTW (Houston, TX)
- … Risk and Broking (CRB), Human Capital and Benefits (HCB), and Investment , Risk and Reinsurance (IRR)-and offers clients innovative, data-driven approaches to ... underwriting, regulatory compliance, financial management, and governance. The Account Manager collaborates closely with internal experts-including actuaries, risk… more