- Scotiabank (New York, NY)
- …Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, ... our clients an important bridge to this key global market for trade and investment flows across the Americas and the world. Global Banking & Markets provides a… more
- Santander US (Staten Island, NY)
- …objectives, and making appropriate investment /insurance recommendations consistent with compliance standards to achieve sales results and long-term client ... goals as defined on a quarterly basis. + Maintains compliance with all applicable bank, broker/dealer, State and Federal...accordance with sales management's objectives surrounding the marketing and promotion of investment products and… more
- Mizuho Corporate Bank (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit www.mizuhoamericas.com. Mizuho ... Corporate Communications & Marketing , Mizuho Americas Summary Mizuho Americas, a leading...Mizuho Americas Summary Mizuho Americas, a leading corporate and investment bank in the US, is experiencing tremendous growth.… more
- HSBC (New York, NY)
- …offerings, including dialogues with fund managers + Create and/or maintain a marketing and distributions materials on alternative investment process, philosophy, ... You'll likely have the following qualifications to succeed in this role: Demonstrated experience in sales or marketing business. + Series 7, Series 63 & 65 or… more
- Neuberger Berman (New York, NY)
- …cross - sell opportunities appropriately + Liaise with other internal teams ( marketing , performance, analytics, operations, legal & compliance ) to ensure client ... including sporting events and dinners. **Requirements:** + 4+ years asset management, sales or marketing experience + Proficient in Excel, PowerPoint, Salesforce… more
- Wells Fargo (New York, NY)
- …Assist hedge fund clients with their capital raising initiatives by creating customized marketing plans + Leading and assisting with sales pitches and ... sits within the Equities Division of the Corporate & Investment Bank of Wells Fargo (CIB). Wells Fargo Equity...the Capital Introduction team and work closely with the sales team to generate new business. This will include:… more
- City of New York (New York, NY)
- …or sales process. Meetings: You will be required to chair or co-chair marketing and compliance meetings with developers and marketing agents. You will ... paper lottery applications, among other functions. Your Responsibilities: - Facilitating marketing and compliance meetings; reviewing developers' marketing … more
- Neuberger Berman (New York, NY)
- …Wealth will play an integral role within Neuberger Berman's Legal & Compliance Department, specifically with respect to the Private Wealth business. The ideal ... candidate will have experience in private wealth legal and compliance issues, possess excellent organizational skills and strong written and oral communication… more
- Neuberger Berman (New York, NY)
- …collaborating across departments including Corporate Finance, Operations, Fund Admin, Investment Teams, Legal/ Compliance , Client Coverage, Marketing , ... for stakeholders, including Senior Management, Marketing , RFP, Client Coverage, Investment Teams, and Legal & Compliance + Ensure consistency, timeliness,… more
- Neuberger Berman (New York, NY)
- …custodian, valuation firm, etc) + Assist in producing quarterly board materials, marketing presentations, and other reporting + Monitoring compliance with the ... across our private equity fund of funds, secondary investments, co- investment , and direct investment areas, including alternative...and manage the SEC reporting and filings to ensure compliance , and will be involved in hiring, managing, and… more