- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... Compliance acts as an independent regulatory compliance and conduct risk management and oversight function as described...business as a bank subsidiary, a focus on securities investment management and fiduciary activities, state insurance… more
- TD Bank (New York, NY)
- …Bank US Compliance, we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role in ... The **Compliance Administration Oversight & Reporting Manager** ensures regulatory adherence and risk management within our bank. This role oversees compliance… more
- SMBC (New York, NY)
- …ensuring that vendor relationships align with business goals, regulatory requirements, and risk management standards. The ideal candidate will bring deep ... & Governance - Develop and implement a comprehensive vendor management strategy for the Cash Management...reviews, and strategic planning sessions with vendors. Contract & Risk Management - Lead contract negotiations, renewals,… more
- Scotiabank (New York, NY)
- …the Americas and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products and services relevant ... the design and operations of the Bank's internal controls, risk management and governance processes. We are...products and services, including personal and commercial banking, wealth management and private banking, corporate and investment … more
- SMBC (New York, NY)
- … strategy , operational process documentation, policy and procedure readiness, risk mitigation planning, and the development of operational metrics and monitoring ... the Cash Management platform go-live, ensuring all operational, procedural, and risk -related components are in place ahead of launch. . Oversee execution of… more
- Wellington (New York, NY)
- …media, acting as a primary point of contact for journalists covering wealth management , investment strategy , and market trends. + **Content Development:** ... **About Us** **Wellington Management ** offers comprehensive investment management...investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60… more
- City National Bank (New York, NY)
- …providing critical research and recommendations to portfolio managers, the Investment Strategy Committee, and client-facing professionals. *KEY RESPONSIBILITIES* ... findings and investment recommendations to portfolio managers and the Investment Strategy Committee * Develop comprehensive sector and company reports… more
- Wellington (New York, NY)
- **About Us** **Wellington Management ** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. ... investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60...Management is one of the world's largest independent investment management firms. We serve as a… more
- Bloomberg (New York, NY)
- …between datasets and is crucial for use cases including regulatory compliance, risk modeling, investment analysis, counterparty exposure, and ownership research. ... Senior Data Management Professional - Data Product Owner - Entities...entities such as public and private companies, government bodies, investment vehicles, and corporate structures. It provides critical linkages… more
- TD Bank (New York, NY)
- …Relations Director, Regulatory and Controls is responsible for leading the oversight and management of employee relations. This senior leader will ensure that TDS HR ... labor laws, while fostering a positive employee experience and mitigating organizational risk . This role will liaise with enterprise employee relations and manage… more