- BlackRock (New York, NY)
- …relevant experience from a legal and compliance department of a leading investment management/ financial services organization. + Experience with the ... are all connected by one mission: to help more and more people experience financial well-being. Our clients, and the people they serve, are saving for retirement,… more
- BlackRock (New York, NY)
- …assets, including exchange-traded products, private funds, and other collective investment products, tokenization, staking, collateral, trading, fund structuring and ... major law firm or the legal department of a leading digital asset financial services organization. + Experience in advising on digital asset matters including… more
- Raymond James Financial, Inc. (New York, NY)
- …+ SEC, FINRA, FRB Bank Holding Company, and state regulatory frameworks. + Financial markets, investment products, and electronic trading risks. **Advanced Skill ... of a comprehensive compliance program for Capital Markets, encompassing Equity Investment Banking, Equity Research, Institutional Equity Sales & Trading, Affordable… more
- Owens Realty Services (Hornell, NY)
- …1990, Owens Realty Services is a full-service commercial brokerage, investment , management, maintenance, housekeeping and environmental services company. Our ... and economically manages the operation of sophisticated real estate investment portfolios, residential apartment and condominium complexes, government buildings,… more
- Principal Financial Group (New York, NY)
- …with the TPA, plan sponsor and the advisor on plan features, investments , retirement readiness, services and new opportunities. + Plan level health reviews. ... take pride in being a purpose-led firm, motivated by our mission to make financial security accessible to all. Our mission, integrity, and customer focus have made… more
- BlackRock (New York, NY)
- **About this role** **Required Experience:** 1-7 years of experience in financial services, with the following capabilities: + Analytical approach + Basic or ... utilize our in-depth understanding of Aladdin, our clients' businesses, and the investment management process to provide world-class service to our growing, global… more
- TD Bank (New York, NY)
- …interest across TDS Securities with a primary focus on Corporate and Investment Banking, Capital Markets, Commercial Banking, Mergers and Acquisitions, and other ... Qualifications:** + 10+ years of experience in conflicts management within a global financial institution, preferably in a control room or compliance function + Deep… more
- TD Bank (New York, NY)
- …interest across TDS Securities with a primary focus on Corporate and Investment Banking, Capital Markets, Commercial Banking, Mergers and Acquisitions, and other ... 5-7 years of direct experience in conflicts management within a global financial institution, preferably in a Control room or Compliance function. + Bachelor's… more
- Neuberger Berman (New York, NY)
- …the optimal suite of platform capabilities to support SMA/UMA structures, financial planning, proposals, analytics, and other core wealth management needs. + ... Proven track record overseeing digital platforms and client experience within the financial services sector. + Deep understanding of Private Wealth business models,… more
- Neuberger Berman (New York, NY)
- …and account reviews across business lines + Create, monitor, and update financial and client data reports; compile and distribute daily, monthly, quarterly, and ... required + 2-4 years of client service or support experience in the financial services industry preferred + Proficiency in Microsoft Office (Word, Excel, PowerPoint,… more