- City National Bank (New York, NY)
- …of investment related experience * Minimum 3 years experience in investment sales * FINRA Series 7 and 63 and 65 or 66 *Additional Qualifications* * The SFA ... review materials at client meetings. * Risk Management and Compliance * Keep current on client's financial information while...CIMA or Cannon Certified Wealth Strategist designation. * FINRA Series 7 and 63 securities licenses and… more
- Citigroup (New York, NY)
- …(mutual funds, SMAs, alternatives, ETFs, etc) + FINRA Securities Industry Essentials (SIE), FINRA Series 7 and Series 66 (or 65/63). + In-depth knowledge ... Bachelor's degree in finance, business, or related field (required). Advanced degrees ( JD , LL.M.) or certifications (CFP(R)) are preferred. + 15+ years of experience… more
- NBC Universal (New York, NY)
- …legal experience at a network, studio, entertainment law firm or production company. + Juris Doctorate ( JD ) from an accredited law school. + Member of the ... personnel. + Draft and negotiate agreements for licensing of acquired television series , motion pictures and specials and serve as a business and legal… more