• Wealth Advisor III

    Truist (Philadelphia, PA)
    …essential functions. * Bachelor's Degree Required * FINRA: Maintains proper licenses including Series 7 , Series 66, the Securities Industry Essentials (SIE) ... legal, operating and regulatory controls to manage risk and compliance . Works within the existing audit, compliance ...or Economics * CFP preferred or CTFA, CFA, CPA, JD or MBA * Completion or enrollment in certification… more
    Truist (06/28/25)
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  • Wealth Regional Managing Director

    Truist (Philadelphia, PA)
    …essential functions. * Bachelor's Degree required * FINRA: Maintains proper licenses including Series 7 , 63, 65 or 66, the Securities Industry Essentials (SIE) ... legal, operating and regulatory controls to manage risk and compliance . Participate as needed with Truist regulators and individual...Ability to travel, occasionally overnight **Preferred Qualifications:** * MBA, JD , CPA, CFA or CFP * 5 years of… more
    Truist (05/17/25)
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