- TD Bank (New York, NY)
- …who can provide you more specific details for this role **Job Description:** ** Preferred Qualifications:** This Compliance Officer is a key member of the ... experience in, with a registered US broker dealer or regulator, Compliance testing a plus. + JD desirable but not required + Strong Knowledge of operations,… more
- Elevance Health (New York, NY)
- …of education and experience, which would provide an equivalent background. ** Preferred Skills, Capabilities, and Experiences:** + MS/MBA/ JD or professional ... preferred . + Experience in Infusion medical services or pharmacy compliance strongly preferred . + Healthcare plan compliance experience preferred . +… more
- Citigroup (New York, NY)
- …operations and financial requirements + Advanced (MS, MBA, JD , etc.) Degree preferred **Job Family Group:** Compliance and Control **Job Family:** Product ... Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) in the Office of Fair Lending responsible for assisting with internal… more
- Paychex (Rochester, NY)
- …in in business, finance, law, or a related field - Required + in Juris Doctor degree or advanced degree - Preferred + 10+ years of experience in ... public company or financial services industry. + Certified Regulatory Compliance Manager (CRCM) - Preferred Compensation In...+ Certified Regulatory Compliance Manager (CRCM) - Preferred Compensation In the spirit of pay transparency, we… more
- Danaher Corporation (Port Washington, NY)
- …influence and align with multiple stakeholders. + 25% travel. Preferred + Juris Doctorate ( JD ) degree or Compliance Certification/Credentials. + Data ... while minimizing emissions and waste. The Opportunity: The Global Compliance Director for Pall Corporation ("Pall") within the Life...privacy compliance program experience is preferred , but not required. + Detailed knowledge of Word,… more
- S&P Global (New York, NY)
- …well under pressure. **Additional Preferred Qualifications:** + Bachelor's degree or equivalent, Juris Doctor or law degree strongly preferred + ICA, ... (for internal use):** 12 **Director, Global Sanctions & Financial Crimes Compliance Program Advisor** **About the Role:** **Responsibilities and Impact:** **The… more
- New York State Civil Service (Albany, NY)
- …Albany State NY Zip Code 12246 Minimum Qualifications Required Qualifications:Master's degree or Juris Doctor from an accredited ABA law school (or foreign ... Agency SUNY System Administration Title Executive Director for System-Wide Civil Rights Compliance Occupational Category Legal Salary Grade NS Bargaining Unit M/C -… more
- Capital One (New York, NY)
- …years of people management experience ** Preferred Qualifications** + Master's Degree or Juris Doctor + Currently working as a Broker Dealer or Investment ... America, New York, New York Commercial Broker Dealer Chief Compliance Officer - Sr. Director The Sr. Director will...Sr. Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered… more
- Capital One (Melville, NY)
- …least 3 years of experience supporting, partnering, and interacting with business clients ** Preferred Qualifications:** + Juris Doctor or Master's Degree + ... Whitman (22600), United States of America, Melville, New York Compliance Advisory Manager The Capital One Retail Bank ...Compliance Advisory Manager The Capital One Retail Bank Compliance team is seeking a Compliance Advisor… more
- Capital One (Melville, NY)
- …or audit supporting commercial businesses ** Preferred Qualifications:** + Master's Degree or Juris Doctor + 4+ years of experience in compliance , legal, ... Whitman (22600), United States of America, Melville, New York Compliance Manager - Lending & Finance Corporate Compliance... Compliance Manager - Lending & Finance Corporate Compliance is seeking a Compliance Advisor Manager… more