- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS...& Experience:** + BA/BS, or a similar degree, required. JD desirable but not required + 5 or more… more
- Ross Stores, Inc. (New York, NY)
- …**QUALIFICATIONS AND SPECIAL SKILLS REQUIRED:** * Admitted to practice in New York\. JD with 5\-7\+ years of legal/product compliance experience \( **required** ... learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director, Product Compliance & Regulatory Attorney will work as a member of the Ross… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $180,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** ** Preferred Qualifications:** We are looking for a Vice President,...We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The… more
- TD Bank (New York, NY)
- …planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams ** Preferred Qualifications:** + JD or MBA degree preferred . + ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair… more
- SMBC (New York, NY)
- …skills. + Regulatory compliance experience at a broker dealer and or swap dealer preferred . BA/BS required. JD Preferred . Series 7, 24, 79 a plus. SMBC's ... portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas Division… more
- City of New York (New York, NY)
- …in producing an annual report with a list of buildings for which benefits have been revoked Preferred Skills: - A JD and at least one year of civil litigation or ... in order to facilitate affordable housing development. Housing Incentives' Compliance and Enforcement (C&E) division investigates and takes enforcement action… more
- CUNY (New York, NY)
- …field. + Minimum of 8 years of experience in internal controls, auditing, or tax compliance . + Certified Public Accountant (CPA), CIA, JD , LLM in Taxation, or ... University Director of Financial Controls, Risk, and Tax Compliance **POSITION DETAILS** The University Director of Financial Controls, Risk, and Tax Compliance … more
- Institute of Electrical and Electronics Engineers (New York, NY)
- …and Certifications JD , CCEP, CRCM, LPEC or other legal, ethics and compliance certification completed or in process preferred Skills and Requirements Great ... Temporary Corporate Compliance Analyst - 250331 : N/A Description Temporary Corporate Compliance Analyst Job Summary IEEE is the world's largest technical… more
- TD Bank (New York, NY)
- …+ Bachelors degree or progressive work experience + 5-7 Years of related experience ** Preferred Qualifications:** + JD desirable but not required. + 7 years of ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is...specific details for this role. **Job Description:** This VP, Compliance is a key member of the TDS US… more
- Banco Popular Puerto Rico (New York, NY)
- …Bachelor's Degree in Finance/Banking/Accounting or related field is required. + CRCM designation or JD is preferred . + Minimum 7 - 10 years performing relevant ... NY, US, 10004 Company: Popular Workplace Type: Hybrid Senior Compliance Officer II - Regulatory US B Regulatory ...Compliance Officer II - Regulatory US B Regulatory Compliance We are looking for a Senior Compliance… more