- S&P Global (New York, NY)
- …Graduate degree in a relevant discipline and 5+ years of relevant work experience. A JD and or prior legal document review experience is a decisive asset. + A ... to S&P Global products. + Excellent verbal and written communications skills are required . + Ability to analyze and solve non-routine problems in a timely and… more
- TD Bank (New York, NY)
- …to the appropriate teams/individuals for appropriate remediation or corrective actions as required . + Assist with development and delivery of training program for ... compliance advisory experience. Similar experience with a regulator or law firm will be considered. + Experience in providing...sharing best practices and insights with colleagues globally; + JD a plus + Accountable for a significant area(s)/broad… more
- CUNY (New York, NY)
- …in the collective bargaining unit. **QUALIFICATIONS** Minimum: + A Juris Doctorate ( JD ) Degree from an ABA-accredited law school and three (3) years of ... made under the New York State Freedom of Information Law ("FOIL") and ensure compliance with Federal, State, local...FOIL experience or comparable experience required . + Current New York State Bar membership in… more
- Lincoln Financial (Albany, NY)
- …in the laws applicable to life and annuities (legislative, regulatory, case law + Maintain current knowledge of legal developments and trends, assess the ... for** What we're looking for Education + Undergraduate degree; JD from an American Bar Association (ABA) approved school...a Member of the Bar in good standing is required Experience + Experience with Securities Act of 1933… more
- City of New York (New York, NY)
- …support investigations and audits. - Contacting contributors and other parties, as required . - Supervising the handling of complaints and subpoenas. - Collaborating ... with other units as well as external government and law enforcement agencies. ESSENTIAL KNOWLEDGE, SKILLS, ABILITIES & OTHER...Fluency in multiple languages a plus PREFERRED QUALIFICATIONS - JD a plus - Certified Fraud Examiner (CFE), Certified… more
- JPMorgan Chase (New York, NY)
- …at all business levels. + Ability to work collaboratively across departments. + JD or educational equivalent required . + Compliance with relevant licensing ... business leaders. + Build and maintain strong client relationships. ** Required Qualifications, Capabilities, and Skills:** + 5+ years of...Skills:** + 5+ years of legal practice with a law firm or investment management firm. + Expertise in… more
- TD Bank (New York, NY)
- …with a registered US broker dealer, regulator, or global financial organization. + JD preferred but not required + Knowledge of operations, finance, regulatory ... regulatory deliverables + Prepare summaries, presentations, briefing notes, and other required documentation to effectively report on the status of Compliance… more
- City National Bank (New York, NY)
- …continuing education requirements for licenses and certifications. * Ensure that all required account documentation is collected and completed. * For Directed Fixed ... Conduct, FINRA, etc.). WHAT DO YOU NEED TO SUCCEED? * Required Qualifications** * Minimum 5 years of investment related...and 3-5 years of experience. * May possess CFP, JD /LLM, CIMA or Cannon Certified Wealth Strategist designation. *… more
- Truist (New York, NY)
- …receive a response)._ **Regular or Temporary:** Regular **Language Fluency:** English ( Required ) **Work Shift:** 1st shift (United States of America) **Please review ... practices for assigned team; coaches team, and holds team accountable. ** Required Qualifications:** The requirements listed below are representative of the… more
- American Express (New York, NY)
- …accelerate in your studies and future career! Ever wondered what it's like to work on JD Power's #1 ranked Mobile App and Website? Do you know what it takes to setup ... see the below job areas and skillsets needed. **Back End Development** + ** Required Qualifications** + Java + Python + **Preferred Qualifications** + Golang + Big… more