- TD Bank (New York, NY)
- …+ Liaise with risk, compliance, ERM/ORM, legal, and audit partners as required + Drive and support the implementation of enterprise-wide transformation projects + ... in Word, Excel, PowerPoint, Outlook, Teams, and Microsoft Office Suite + JD from an accredited law school **Customer Accountabilities:** + Works with Compliance… more
- Sumitomo Pharma (Albany, NY)
- …life science industry. The position is fully remote, although periodic attendance may be required for US in-house team meetings, and there may be some domestic and ... international business travel . **Job Duties and Responsibilities** + Conduct due diligence,...pressure, and excellent organizational skills. **Education and Experience** + JD with 5+ years of patent litigation experience, with… more
- TD Bank (New York, NY)
- …with a registered US broker dealer, regulator, or global financial organization. + JD preferred but not required + Knowledge of operations, finance, regulatory ... regulatory deliverables + Prepare summaries, presentations, briefing notes, and other required documentation to effectively report on the status of Compliance… more
- TD Bank (New York, NY)
- …and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required + Oversees and leads a highly complex and diverse Compliance ... relevant work experience in the industry** + **University degree, Law degree ( JD or LLB) preferred** + **Relevant professional designations and/or certifications as … more
- TD Bank (New York, NY)
- …related to documentation, process automation, and regulatory compliance. **Education & Experience:** + JD required , New York Bar Admission preferred + 6-8 years ... the Bank and its counterparties. The position will be required to build and maintain strong relationships with all...0%; Occasional: 1-33%; Frequent: 34-66%; Continuous: 67-100% + Domestic Travel - Occasional + International Travel -… more
- TD Bank (New York, NY)
- …and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required + Oversees and leads a highly complex, and diverse function for ... & Experience:** + 12+ years of relevant experience + JD and/or other relevant certifications preferred + Experience developing...action and recommends or implements changes to procedures, as required + Lead role in managing and in responding… more
- TD Bank (New York, NY)
- …Housing Act, Equal Credit Opportunity Act, and UDAAP) + CRCM and/ or JD + Experience managing regulatory exams or audits + Strong organizational, analytical, and ... Compliance Programs + Prepares summaries, presentations, briefing notes, and any other required documentation to effectively report on the status of Compliance +… more
- TD Bank (New York, NY)
- …experience + 7+ years of experience **Desired Skills & Experience:** + JD , CRCM or Regulatory consumer compliance commissioning experience + Strong understanding of ... Compliance Programs + Prepares summaries, presentations, briefing notes, and any other required documentation to effectively report on the status of Compliance +… more
- New York State Civil Service (Albany, NY)
- …Employment Type Full-Time Appointment Type Permanent Jurisdictional Class Non-competitive Class Travel Percentage 30% Workweek Mon-Fri Hours Per Week 37.5 Workday ... as coordinating with federal and state counterparts and identifying resources required to complete examinations;* Reviews pre-examination scope and post examination… more
- Bristol Myers Squibb (New York, NY)
- …and strategies to comply with transfer pricing regulations and documentation requirements. ** Required Skills:** + JD , bachelor's degree in accounting or finance ... The starting pay rate takes into account characteristics of the job, such as required skills and where the job is performed. Final, individual compensation will be… more