- TD Bank (New York, NY)
- …includes regulatory compliance, program remediation, risk management, and program development. Key components are: + Design, implement, enhance and maintain the TDS ... for supporting the firm's FCRM program and plays a key role within US FCRM TDS Business Oversight. **Primary...in minimizing operational and regulatory risk by complying with Bank policy and Code of Conduct **Employee/Team Accountabilities:** +… more
- TD Bank (New York, NY)
- …Overview:** Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD Securities, including Markets sales and trading ... Safeguarding the reputation of Compliance's good governance depends on us. ** Key Responsibilities:** The incumbent will assist the Director of Quality Assurance… more
- TD Bank (New York, NY)
- …leads across geographies (US, Canada, EMEA, and APAC), as well as key stakeholders to design and deliver an industry-leading data-quality framework. Specifically, ... trade surveillance systems, and regulatory requirements at a large investment bank /systemically important financial institution in the US. Our team of trusted… more
- TD Bank (New York, NY)
- …manner + Represents functional area as an analytics & insights professional and key resource + Acts as a bridge to translate business requirements to analytics ... insights and collateral + Contributes to the identification of key performance indicators **Shareholder Accountabilities:** + Provides suggestions, ideas, and… more
- TD Bank (New York, NY)
- …ICFR Standards and draft findings with design and operational effectiveness testing ** Key Accountabilities** : + Conduct audit work based on established audit plans ... + Support the audit engagement and risk assessment process to identify key risks and identify opportunities where controls are missing or are inadequate… more
- TD Bank (New York, NY)
- …income businesses. Analyze results and periodical performance, providing insights on key drivers. + **Accounting Knowledge** : Have strong knowledge of accounting ... / auditors and/or centralized Finance + Act as a key resource to the business or functional unit by...a brand ambassador for your business area/function and the bank , both internally and/or externally **BREADTH & DEPTH:** +… more
- TD Bank (New York, NY)
- …role. **Job Description:** **Position:** Director & Counsel, US Tax Planning, TD Bank , New York **Specific business/product groups:** TD Bank Group **Reports ... processes within own area of expertise + Facilitates integration of several key functional areas and/or business lines in dealing and solving highly complex… more
- JPMorgan Chase (New York, NY)
- …Risk Team** works in partnership with areas of the Commercial and Investment Bank and is responsible for assessing client credit strength and approving and managing ... Market Risk Team** works in partnership with the Commercial and Investment Bank trading businesses to track market events, perform portfolio analysis and provide… more
- JPMorgan Chase (New York, NY)
- …supporting the strategic growth and innovation efforts of JPMorgan's Global Investment Bank . The ideal candidate will have a strong background in fintech, corporate ... Identify, evaluate, and execute strategic fintech partnerships that align with the bank 's growth objectives and enhance our service offerings. + Conduct market… more
- TD Bank (New York, NY)
- …Line Supervision framework that supports effective supervision practices and escalates key issues arising from Global Markets trading, sales and origination business ... as Second Line of Defense and infrastructure support teams to help manage key risks and confirm that our (Electronic Trading) and automated controls framework is… more