- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core ... + Build relationships with stakeholders globally, and act as key point of contact for test deliverables, scope and...+ JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, at a… more
- TD Bank (New York, NY)
- …with various covenants and requirements + Supports and follows with TD Securities Operations for onboarding and funding confirmations + Manages the CIB Credit teams ... equity research franchise, while growing our strong, diversified investment bank . We are growth-oriented, people-focused, and community-minded. As a team,… more
- Pioneer Bank (Albany, NY)
- …8:00am-1:30pm Position Summary: The Customer Care Center Team Leader is a key leadership role within a fast-paced, multi-functional contact center environment. This ... ensure prompt resolution and high satisfaction. 8. Ensure compliance with bank policies, financial regulations, and security protocols. 9. Maintain updated knowledge… more
- Mizuho Corporate Bank (New York, NY)
- …Management function is responsible for effective and consistent Data Management of the bank 's data which in deemed critical: Used in external reporting, used to ... continuously provide information to bank management, and data whose deficiency can cause financial...and structure aim to support Mizuho's business activities and operations . Data is clustered into federated domains with overall… more
- Fifth Third Bank, NA (New York, NY)
- …take the next step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: Responsible for developing and maintaining profitable distribution of ABS ... behaviors drive a positive customer experience. While operating within the Bank 's risk appetite, achieves results by consistently identifying, assessing, managing,… more
- Mizuho Corporate Bank (New York, NY)
- …operational risk for all businesses and legal entities across Mizuho US Operations (MUSO). The Business Risk and Control team collaborates with the various ... the MUSO Internal Control Testing (ICT) program, which assesses key controls across the firm for both design and...integral component of MUSO's day-to-day execution of its business operations . In order to align with industry best practices… more
- TD Bank (New York, NY)
- …regulatory examinations covering wholesale businesses, functions and topics, including operations , finance, regulatory reporting, and sales and trading, and prepare ... of specialists + Subject matter expert for a functional area + Key contact for business management, regulators and external/internal auditors, dealing with… more
- TD Bank (New York, NY)
- …Assessment process and perform overall reporting for the Branch Inspections program. Key responsibilities include (but are not limited to): project management over ... or regulator. + Knowledge of wholesale banking products and services, operations , regulatory frameworks (eg, applicable rules and regulations), and the ability… more
- Mizuho Corporate Bank (New York, NY)
- …NY program or HO related programs, working as a liaison with HO counterparts. KEY RESPONSIBILITIES: + Drive execution of key initiatives through the full project ... information share and updates with senior management and other key stakeholders + Oversight of program and project level...and resource allocation + Deep understanding of finance, risk, operations , and data processes as well as the technologies… more
- TD Bank (New York, NY)
- …exceptions and action plans + Communicate deficiencies to the business and key stakeholders, and exercise credible challenge + Oversee remediation of gaps identified ... in the testing process + Build relationships with key stakeholders globally + Assist in identifying areas for...+ JD desirable but not required + Knowledge of operations , finance, regulatory reporting, sales and trading, and applicable… more