- Banc of California (Santa Ana, CA)
- …Ensure business requirements align with Bank policies and regulatory requirements, such as KYC /CDD and CTR. + Maintain a current awareness and understanding of the ... regulatory environment and a working knowledge of regulations related to BSA and OFAC. + Involved with interviewing and hiring decisions. + Prepare and deliver employee performance evaluations, goal planning, and counselings + Treat people with respect; keep… more
- Intuit (Mountain View, CA)
- …capabilities to serve a global audience. This includes areas like KYC /KYB processes, AML transaction monitoring, and adherence to various regulatory requirements, ... stitching data across numerous sources to manage compliance risk and regulatory obligations. + Leverage customer insights and compliance regulatory requirements to formulate a compelling platform vision, then develop hypotheses and initiatives to deliver that… more
- Citigroup (Downey, CA)
- …adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC /AML and other compliance norms . Partner with all roles on branch team ... to ensure all clients have a positive in-branch experience . Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance… more
- Citigroup (Riverside, CA)
- …and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC /AML and other compliance norms are strictly adhered to + Partner with all ... roles on branch team to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets,… more
- PayJunction (Santa Barbara, CA)
- …& processing . + Understanding of encryption, OAuth, JWT, AML (Anti-Money Laundering), and KYC (Know Your Customer) . + System Architecture & Strategy : + 5+ years ... of experience designing reliable, highly available, and fault-tolerant payment platforms . + Ability to balance security, performance, and usability trade-offs in decision-making. + Platform & Infrastructure : + 5+ years of experience working with relational… more
- Bank of America (San Francisco, CA)
- …in the compliance space including but not limited to AML, OFAC, and KYC + Excellent communications and presentation skills + Strong analytical and problem solving ... skills + Ability to both work independently and within teams **Additional Qualifications:** + Familiar with Salesforce & Tableau + Knowledge of traditional trade products (letters of credit/standby letters of credit) + Proficient in Microsoft office suite… more
- Banc of California (Los Angeles, CA)
- …Reviews borrower information, perform credit/financial analysis and Know Your Customer ( KYC ) due diligence and insure initial application process meets regulatory ... and Banc standards. Primary focus of attention is creating credit spreads of financial statements of corporate and individual borrowers and prospects, and performing cash flow analysis on request when warranted. In support of the Portfolio Managers, monitors… more
- Citigroup (San Francisco, CA)
- …coach and motivate staff + In-depth knowledge of client onboarding requirements, including KYC and AML + Excellent verbal and written communication skills + US: ... Licenses 7,63, and 24 (9 & 10 accepted in lieu of 24) **Education:** + Bachelor's/University degree, Master's degree preferred **Job Family Group:** Private Client Coverage **Job Family:** Client Services **Time Type:** **Primary Location:** San Francisco… more
- Citigroup (San Francisco, CA)
- …adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC /AML and other compliance norms + Partner with all roles on branch team ... to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance… more