- Citigroup (Boca Raton, FL)
- …and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC /AML and other compliance norms are strictly adhered. + Partner with all roles ... on branch team to ensure all clients have a positive in-branch experience. + Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- Travel + Leisure Co. (Orlando, FL)
- …and closing requests. + Work with Legal and Tax to obtain required supporting KYC documentation to submit all bank documents to fulfill account openings and Treasury ... Services requests. + Drive banking partner operations support to ensure accounts are opened accurately and completely, and all needed Treasury services are tested, implemented, and operating timely. + Complete required bank account setup in the Treasury… more
- American Express (Sunrise, FL)
- …the following areas: AML/BSA, financial crimes compliance, know-your-customer ( KYC ), enhanced due diligence, screening/sanctions risk management, and/or operational ... risk + Proven analytical skills and demonstrated ability to research, assess, interpret, resolve, and remediate issues with regulatory impact + Excellent time-management skills and demonstrated ability to balance competing priorities in a deadline-driven… more
- Regions Bank (Naples, FL)
- …+ Manages multiple tasks and deadlines including proper Know Your Customer ( KYC ) guidelines, call reporting, book of business management and maintenance, and manages ... all elements of risk and compliance needs for the book of business, and utilizing all the tools are resources available to continuously enhance their skill set and improve their performance This position is exempt from timekeeping requirements under the Fair… more
- TD Bank (Fort Lauderdale, FL)
- …in an Architecture/Design + Experience with solutions/integrations associated with AML and KYC designs + Experience in leading a team of technical resources ... (designers, developers) to build a solution + Experience or knowledge of MS Azure and design concepts + Experience in designing and developing cost effective solutions that meet functional, technical, and performance requirements + Ability to review ongoing… more
- Banco Popular Puerto Rico (Miami Beach, FL)
- …and adheres to corresponding internal policies and procedures, including BSA / KYC policies & procedures, Consumer Financial Protection Act, Gramm Leach Bliley Act, ... etc. + Serve as primary liaison with BSA team, proactively identifying unusual activity and leading inquiries and resolution + Promote the branch's active involvement within the community and report all CRA related activities to appropriate unit Supervisory… more
- Arena Investors LP (Jacksonville, FL)
- …platform; . Maintenance of restricted trading list and watchlist; . AML/ KYC risk-assessment and due-diligence; . Service provider due-diligence; . Portfolio ... management review and monitoring (eg trade blotter, trade errors, best execution, allocation, principal/cross trades, etc.); . Regulatory filings oversight/co-ordination (eg Form ADV, Form PF, Form 13F, Form 13D/G, UK FCA filings, Singapore MAS filings,… more
- Regions Bank (Jacksonville, FL)
- …Manages multiple tasks and helps the team reach deadlines, including proper KYC guidelines, call reporting, book of business management and maintenance, and manages ... all elements of risk and compliance needs for the book of business, and utilizing all the tools are resources available to continuously enhance their skill set and improve their performance + Acts as a resource to associates with less experience This position… more
- Coinbase (Tallahassee, FL)
- …and effectiveness of CX agents. This helps resolve customer issues and compliance KYC processes faster, with greater accuracy, and ultimately this leads to higher ... customer satisfaction levels and a better overall compliant experience for our customers. * *Role*- You will be building applications that will enable Coinbase Customer Agents and other users to increase their productivity, drive automation, and deliver impact… more
- Coinbase (Tallahassee, FL)
- …Compliance controls with adherence to Coinbase's BSA/AML program, transaction monitoring, KYC , CDD, and EDD policies, procedures and standards appropriate for each ... jurisdiction in which Coinbase operates. As a Compliance Support Supervisor, you will lead a team of 10-15 Compliance Analysts responsible for enhanced due diligence (EDD), transaction monitoring, to include preparation and filing of Suspicious Activity… more