- City National Bank (Jersey City, NJ)
- …industry companies * Minimum 5 years of the Bank Secrecy Act (AML/ KYC ), USA Patriot Act (Anti-Terrorist Financing, correspondent banking and Customer Identification ... Program) and Office of Foreign Assets Control (OFAC). *Additional Qualifications* * Bachelor's degree required; advanced degree, such as MBA or JD is preferred with 10 years or more equivalent experience * Experience in working with, assessing, validating,… more
- JPMorgan Chase (Jersey City, NJ)
- …facilities to maximize utilization. + Ensure compliance with Know Your Customer ( KYC ) requirements and provide necessary regulatory updates to clients. + Take ... responsibility for attracting, developing, and retaining top talent, fostering a skilled and motivated team. Required Qualifications, Skills, and Capabilities: + 8+ years of experience in client management, sales, or a related role. + Experience working with… more
- NTT America, Inc. (Trenton, NJ)
- …to open or close accounts as needed, including the point person for KYC activities and documentation + Company credit card spending analysis, accounting entries, and ... reconciliation + Manages large transactions when payments exceed daily limits and coordinates with Treasury Manager and team + Create and update the Treasury responsibility matrix including identifying key backup approvers and ensuring they have the proper… more
- TD Bank (Marlton, NJ)
- …Regulation Best Interest and FINRA suitability rules and ensures compliance with AML/CIP/ KYC programs regarding new account opening + Performs all primary trade ... reviews for appropriateness, including solicited brokerage transactions and annuity/insurance purchases and reviews and approves Statement of Selection documentation on all Managed Accounts for the Investment Advisory Platform in conjunction with the client's… more
- BlackRock (Princeton, NJ)
- …investor onboarding lifecycle including prequalification, and subscription agreement completion, AML/ KYC review and reporting setups. The team partners closely with ... private markets businesses to support product development and governance across service providers. + **Platform Support & Risk Management:** Focuses on standardizing operational processes, monitoring capital activity, managing inquiries, and ensuring data… more
- M&T Bank (Florham Park, NJ)
- …follow-up) and Risk Management (audit requirements, fraud prevention, Know Your Customer ( KYC ) and customer information profile (CIP)). + Complete basic research on ... customer profiles in order to assess potential ways to add value to clients banking relationship and transition to needs to based discussion on financial goals + Identify financial needs of customers and present all appropriate product and service options by… more
- JPMorgan Chase (Jersey City, NJ)
- …JP Morgan Payments partners to develop comprehensive solutions + Coordinate/negotiate KYC and onboarding documentation, internal credit processes, and help manage ... seamless integration with implementation partners - engage appropriate escalation points where necessary to meet client needs while managing expectations + Review and analyze transactional data to identify key trends, risks, pricing/billing inefficiencies and… more
- MUFG (Jersey City, NJ)
- …forecast + Experience leading compliance technology projects related to Sanctions, AML/ KYC and Fraud + Thorough understanding of project management fundamentals and ... the SDLC + Proven ability to develop business requirements and manage a project plan + Must be hands-on with technical project management end to end + Provide support to senior project managers on larger projects and programs, ensuring project goals are met +… more
- Citigroup (Ridgewood, NJ)
- …adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC /AML and other compliance norms + Partner with all roles on branch team ... to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance… more
- JPMorgan Chase (Jersey City, NJ)
- …and time management skills + Understanding of Compliance and KYC processes + Effective collaboration, relationship-building and interpersonal skills JPMorganChase, ... one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate, institutional and government clients under the JP Morgan and Chase brands. Our history… more