- Citigroup (New York, NY)
- …and adhere to all Regulatory and Compliance operating procedures. + Ensure that KYC /AML and other compliance norms are strictly adhered. + Partner with all roles ... on branch team to ensure all clients have a positive in-branch experience. + Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving… more
- KeyBank (Amherst, NY)
- …experience.Knowledge of anti-money laundering laws, regulations, and guidance (BSA, KYC , etc.)Strong oral and written communication skills. Strong analytical ... ability. High degree of organizational skills. **Preferred Qualifications:** Bachelors' degree in business administration, criminal justice, intelligence studies or other related field of studyRelevant Certifications (ie Certified Anti Money Laundering… more
- Citigroup (New York, NY)
- …client, including solving complex client inquiries + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client records ... and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable… more
- M&T Bank (New York, NY)
- …and Business Banking AML (Anti-Money Laundering), BSA (Bank Secrecy Act) and KYC (Know Your Customer) processes and related activities. Identify and escalate cases ... of suspected fraud. Resolve and accurately log all customer complaints in the appropriate system. Review, approve and help resolve Consumer and Business Banking customer overdrafts. Accurately complete customer transactions. Complete related operational… more
- M&T Bank (Monsey, NY)
- …and Business Banking AML (Anti-Money Laundering), BSA (Bank Secrecy Act) and KYC (Know Your Customer) processes and related activities. Identify and escalate cases ... of suspected fraud. + Resolve and accurately log all customer complaints in the appropriate system. + Review, approve and help resolve Consumer and Business Banking customer overdrafts. + Accurately complete customer transactions. + Complete related… more
- Citigroup (New York, NY)
- …and retention of clients, ensuring the appropriate "Know Your Client" ( KYC ) and other compliance deliverables are met; + Identifies cross-sell opportunities ... to deepen and increase share of wallet; + Maximizes client experience by proactive sharing markets updates, trend and intelligence + Drives innovation in the solutions we provide clients and further developing our business where necessary and appropriate +… more
- Quantexa (New York, NY)
- …across various realms of financial services (Risk, Anti-Financial Crime, Anti-fraud, AML, KYC , CRM) or in more general data management concepts (data quality, data ... warehousing, data fabric, etc.) Nice to have: + Experience working with scale-up companies; and + Experience to Quantexa's partner ecosystem (AWS, Azure, GCP, Databricks, Elasticsearch). Benefits Our perks and quirks. What makes you Q will help you to realize… more
- Wells Fargo (New York, NY)
- …sound grasp of risk and compliance as related to large global clients, including minimally KYC and AML **Job Expectations:** + This ability to travel 25% of the time ... + This position offers a hybrid work schedule + This position is not eligible for Visa Sponsorship + Specific compliance policies may apply regarding outside activities and/or personal investing; affected employees will be expected to provide information to… more
- SMBC (New York, NY)
- …Initiate contact with potential new investors and manage the onboarding process including KYC + Jointly work with the supervisor to maintain relationships with each ... institution and keep an internal database of all investors, structures, pricing, credit box, trends and other important information + Draft offering term sheets, proposals, and financial presentations detailing client and transaction-related fundamental… more
- MUFG (New York, NY)
- …forms such as Customer Identification Program (CIP), Know Your Customers ( KYC ), Suspicious Activity Reports (SARS), Currency and Transaction Reporting (CTR), etc. ... and verify related tasks are completed within assigned time periods. - Participate in any required corporate and business line Compliance Training. - Follow account opening procedures suspicious activity referral requirements and processes. - Work with clients… more