- Citigroup (New York, NY)
- …eg conduct risk, operational resilience, data protection, algorithmic trading, AML/ KYC , consumer protection + Related certifications such as Certified Information ... Systems (CISA), Certified Internal Auditor (CIA), Certified in Risk and Information Systems (CRISC) or similar. AI-related certifications are a plus + Demonstrated successful experience in business, functional and people management + Proven ability to execute… more
- Citigroup (New York, NY)
- …client, including solving complex client inquiries + Ensure appropriate documentation related to KYC / AML from the client and ensure all aspects of client records ... and documentation are completed and updated + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable… more
- SMBC (New York, NY)
- …for potential new borrowers. * Ensure registration of accurate and up-to-date KYC information for borrowers. * Respond to ad hoc information requests. ... **Qualifications and Skills** Qualifications: * A minimum of 2-3 years of experience covering project finance transactions in a portfolio management team or credit department of a lending institution. * Strong background in accounting / financial statement… more
- Capital One (New York, NY)
- …a customer's identity or banking behavior. This includes supporting the Bank's AML/ KYC policies. Working with stakeholders across the enterprise, you will refine and ... implement a vision for the future of identity servicing leveraging extensible features and experiences. **Capital One Product Framework** In this role, you'll be expected to demonstrate proficiency in five key areas which we consider to be the foundation for… more
- M&T Bank (Buffalo, NY)
- …to ensure compliance with BSA (Bank Secrecy Act), AML (Anti-Money Laundering) and KYC (Know + Your customer) requirements to protect Bank interests. Address issues ... of non-compliance by requesting additional information from the client and updating the remediation tool in the appropriate system. + *Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the Company's… more
- Mizuho Corporate Bank (New York, NY)
- …understanding of financial services compliance requirements (AML, sanctions screening, KYC )- Strong project management and program delivery capabilities- Experience ... in hybrid deployment environments- Excellent communication and stakeholder management skillsPreferred Qualifications- Advanced degree in Computer Science, Engineering, or related field- Cloud architecture certifications (Azure preferred)- Experience with… more
- Mizuho Corporate Bank (New York, NY)
- …legal documents, and related information. + Collect and verify Know Your Customer ( KYC ) documentation and onboarding requirements. + Track and follow up on pending ... items in internal portfolio management systems including covenant monitoring. + Collaborate with other departments on administrative matters. + Perform additional duties as assigned. Other Responsibilities + Mentor and guide junior staff to foster independent… more
- JPMorgan Chase (New York, NY)
- …a robust risk and control framework, ensuring ongoing adherence to KYC , AML, Reputation Risk, and other regulatory standards **Required Qualifications, Capabilities, ... and Skills** + Proven ability to build and develop client relationships + Fluency in **English and Mandarin** (speaking and writing), with strong communication skills + Demonstrated experience managing complex, multi-product, and multi-country opportunities +… more
- BlackRock (New York, NY)
- …process; + Manage and coordinate execution of legal agreements; + Assist with KYC /Anti-Money- Laundering (AML) requests; + Perform other related tasks and support ad ... hoc projects as necessary. **Qualifications:** + 4-6 years of relevant experience within a similar function as a corporate secretary or legal assistant; preferably coming out of an investment manager, law firm, or similar financial services firm with… more
- City National Bank (New York, NY)
- …and accurately to inquiries from the Bank's Financial Intelligence Unit ( KYC /AML) and/or other Support Unit's regarding client transactions and account activity. ... * Comply with all Bank policies and procedures and ensure adherence to the Bank's regulatory requirements. * Client Services * Act as primary liaison between the client and all areas of the bank. Perform follow up with all client requests to ensure completion… more