- M&T Bank (Binghamton, NY)
- …up internal processing issues, on hazard insurance updates, on-going KYC remediation's, collateral documentation, in accordance with Credit Policy, Commercial ... Procedures, and thresholds established by Commercial Risk + Supports portfolio management in the annual review data collection process with status updates of key metrics related to overdrafts, status of real estate taxes, hazard insurance, loan delinquencies… more
- M&T Bank (Rochester, NY)
- …follow-up) and Risk Management (audit requirements, fraud prevention, Know Your Customer ( KYC ) and customer information profile (CIP)). + Complete basic research on ... customer profiles in order to assess potential ways to add value to clients banking relationship and transition to needs to based discussion on financial goals + Identify financial needs of customers and present all appropriate product and service options by… more
- BMO Financial Group (New York, NY)
- …analysis of financial modelling assumptions and due diligence review + AML/ KYC requirements + Annual/Interim review write-ups, including risk and mitigants review, ... proposing of appropriate sensitivities and running of financial model specific to each transaction + Pro-active raising of challenges, issues and concerns on transactions and proposing solutions + Preparing annual or interim review write-ups with minimal… more
- Citigroup (Huntington, NY)
- …and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC /AML and other compliance norms are strictly adhered to + Partner with all ... roles on branch team to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets,… more
- M&T Bank (Buffalo, NY)
- …follow-up) and Risk Management (audit requirements, fraud prevention, Know Your Customer ( KYC ) and customer information profile (CIP)). + Reach out to clients to ... follow up from previous interactions based on need identified during an appointment/interaction to progress development plan. + Develop understanding and knowledge of products and services offered by Business Banking. + Evaluate financing requests, recommend… more
- TD Bank (New York, NY)
- …consistent application of BSA/AML risk escalation, review and approval processes, KYC due diligence and policies** **Contributes to the development, implementation ... and continuous improvement of programs, processes, policies and tools to meet BSA/AML requirements and industry best practices** **Continuously develops/maintains solid knowledge of BSA/AML/OFAC requirements, developments and issues within the Operations… more
- City National Bank (New York, NY)
- …in to manage risk and ensure compliance (includes deep knowledge of CIP and KYC ) * Economic Environment - understanding of the economic environment and its impact on ... clients. * Personal & Business Financials - review financial statements to fully understand a client's financial health and advise accordingly. * Negotiation - ability to maintain a profitable relationship, balancing bank and client needs. * Policy &… more
- M&T Bank (Rochester, NY)
- …and Risk Management (audit requirements, fraud prevention, Know Your Customer ( KYC ) and customer information profile (CIP)). Profiles customers to identify financial ... needs across all product and service lines, resolves service issues, and on a very limited basis, completes accurate and timely processing of teller transactions. **Primary Responsibilities:** + Develop new customer relationships and expand and retain existing… more
- Capgemini (New York, NY)
- …sectors. + In addition, knowledge and experience in Financial Crime Compliance, AML, KYC , and Fraud in Financial Services are welcome. + Bachelor's degree in ... Business Administration, Risk, Finance, Technology, or other related field; Master's degree preferred. + You have a track record of leading cross-functional teams, influencing senior stakeholders, and delivering measurable outcomes in complex environments. +… more
- TEKsystems (New York, NY)
- …(BSA) / FinCEN regulations + Customer Due Diligence (CDD) / Know Your Customer ( KYC ) + Suspicious Activity Reporting (SAR) + Credit Risk + Wealth Management / ... Securities + Operational Risk Management (ORM) + Finance / Treasury + SOX / ICFR + Quality Control / Quality Assurance Key Responsibilities + Plan and execute internal audits across banking and financial operations, with emphasis on AML compliance and… more