- JPMorgan Chase (New York, NY)
- …collaborating with internal teams to complete onboarding, including Know Your Client (" KYC ") due diligence. + Partner directly with clients, internal Middle Office ... teams and required third parties (Family office representatives, notaries, couriers, and borrowers counsel) to manage deal progression and closing ensuring an overall excellent client experience. + Act as primary owner of the existing loan portfolio while… more
- Mastercard (Harrison, NY)
- …of compliance systems, tools, and controls, including transaction monitoring and KYC processes. * Manage regulatory relationships and support audits, exams, and ... inquiries. * Drive continuous improvement in compliance operations and reporting, including KPIs and KRIs. * Stay current on regulatory developments and industry best practices in Open Finance and consumer compliance * Support the business by ensuring a… more
- Citigroup (Brooklyn, NY)
- …and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC /AML and other compliance norms are strictly adhered to + Partner with all ... roles on branch team to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets,… more
- Citigroup (Brooklyn, NY)
- …and adhere to all Regulatory and Compliance operating procedures + Ensure that KYC /AML and other compliance norms are strictly adhered to + Partner with all ... roles on branch team to ensure all clients have a positive in-branch experience + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets,… more
- JPMorgan Chase (New York, NY)
- …with data management, reference data, client onboarding and Know Your Customer ( KYC ) processes, and industry sources of reference data is preferable but not ... mandatory. Relocation assistance is not available for this role. JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world's most prominent corporate,… more
- Mizuho Corporate Bank (New York, NY)
- …the Transaction Monitoring, Transaction and Name Screening, and Know Your Customer (" KYC ") Programs, ensuring that all data is accurately captured and utilized. + ... Maintain and update model documentation, standards, procedures, and other relevant documentation as needed, ensuring that all procedures and guidelines are current and effectively communicated to all relevant parties. + Liaise with Model Risk Management… more
- City National Bank (New York, NY)
- …in to manage risk and ensure compliance (includes deep knowledge of CIP and KYC ) * Economic Environment - understanding of the economic environment and its impact on ... clients. * Personal & Business Financials - review financial statements to fully understand a client's financial health and advise accordingly. * Negotiation - ability to maintain a profitable relationship, balancing bank and client needs. * Policy &… more
- Coinbase (Albany, NY)
- …Compliance controls with adherence to Coinbase's BSA/AML program, transaction monitoring, KYC , CDD, and EDD policies, procedures and standards appropriate for each ... jurisdiction in which Coinbase operates. As a Compliance Support Supervisor, you will lead a team of 10-15 Compliance Analysts responsible for enhanced due diligence (EDD), transaction monitoring, to include preparation and filing of Suspicious Activity… more
- KeyBank (Rochester, NY)
- …+ Ensure compliance with all relevant regulations including Know Your Customer ( KYC ), running MCA/Patriot Act/OFAC checks as well as certifying Beneficial Ownership. ... + Manage the approval process for, occasionally complex, lending commitments, amendments, waivers, and consents, including providing monitoring, reporting and/or making recommendations to Credit Executives as appropriate. + Review and properly maintain all… more
- MUFG (New York, NY)
- …and execution, including profitability analysis, committee approvals, legal due diligence, KYC , and closing checklists. + Deliver seamless transaction execution with ... limited oversight in all respects, including origination, diligence, analysis, structuring, approvals, closing, syndication, and liaising with various relevant internal and external partners. + Serve as a control and audit function for internal and external… more